Roosevelt Investment Group’s THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in BK.PRC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-12,050	Closed	-$319K	–	208
2016 Q2	$319K	Buy	+12,050	New	+$319K	0.02%	152