Ameriprise’s THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in BK.PRC Stock Holding History

Ameriprise’s Portfolio BK.PRC Stock Details BK.PRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-43,987	Closed	-$1.01M	–	3713
2016 Q4	$1.01M	Sell	43,987 -816	-2%	-$20.4K	﹤0.01%	2970
2016 Q3	$1.16M	Buy	44,803 +1,660	+4%	+$43.7K	﹤0.01%	2857
2016 Q2	$1.14M	Sell	43,143 -1,172	-3%	-$30.4K	﹤0.01%	2821
2016 Q1	$1.14M	Sell	44,315 -983	-2%	-$25.2K	﹤0.01%	2789
2015 Q4	$1.17M	Buy	45,298 +1,516	+3%	+$38.8K	﹤0.01%	2880
2015 Q3	$1.09M	Sell	43,782 -96,341	-69%	-$2.38M	﹤0.01%	2933
2015 Q2	$3.37M	Buy	140,123 +103,701	+285%	+$2.57M	﹤0.01%	2407
2015 Q1	$912K	Sell	36,422 -1,529	-4%	-$37.3K	﹤0.01%	2989
2014 Q4	$858K	Buy	37,951 +1,386	+4%	+$32.5K	﹤0.01%	2931
2014 Q3	$843K	Buy	36,565 +1,839	+5%	+$43K	﹤0.01%	2874
2014 Q2	$814K	Buy	34,726 +3,436	+11%	+$79.5K	﹤0.01%	2841
2014 Q1	$692K	Buy	31,290 +15,426	+97%	+$335K	﹤0.01%	2857
2013 Q4	$329K	Buy	15,864 +15,513	+4,420%	+$318K	﹤0.01%	2984
2013 Q3	$7K	Buy	+351	New	+$7.57K	﹤0.01%	5115

Other funds holding BK.PRC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

Intellectus Partners San Francisco, California $490M AUM 35.11% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise's BK.PRC Position: Q1 2017 in Review

Ameriprise sold out of THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in (BK.PRC) in Q1 2017, closing a stake of 43,987 shares — an estimated $1.01M sold.

Ameriprise first reported a position in BK.PRC in Q3 2013 and held it in 14 quarters. The position peaked at $3.37M in Q2 2015. 4 funds tracked by Wall St. Rank hold BK.PRC as of Q1 2017.

Ameriprise reported no remaining THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in position as of Q1 2017 after selling out during the quarter.
Ameriprise sold 43,987 THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in shares in Q1 2017, an estimated $1.01M.
Ameriprise first reported a position in THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in in Q3 2013 and held it in 14 quarters.
Ameriprise's THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in position peaked at $3.37M in Q2 2015.
4 funds tracked by Wall St. Rank held THE BANK OF NEW YORK MELLON CORPORATION Depositary Shares each representing a 1/ 4,000th interest in as of Q1 2017.

Based on Ameriprise's 13F filing for Q1 2017, filed 5 May 2017.