Roosevelt Investment Group’s STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh STT.PRC.CL Stock Holding History

Roosevelt Investment Group’s Portfolio STT.PRC.CL Stock Details STT.PRC.CL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-13,175	Closed	-$347K	–	209
2016 Q2	$347K	Sell	13,175 -1,250	-9%	-$33K	0.03%	147
2016 Q1	$373K	Hold	14,425	–	–	0.03%	137
2015 Q4	$378K	Sell	14,425 -200	-1%	-$5.13K	0.02%	178
2015 Q3	$364K	Sell	14,625 -5,000	-25%	-$124K	0.02%	187
2015 Q2	$478K	Hold	19,625	–	–	0.03%	185
2015 Q1	$485K	Sell	19,625 -1,550	-7%	-$37.4K	0.03%	178
2014 Q4	$486K	Sell	21,175 -300	-1%	-$7.11K	0.03%	181
2014 Q3	$494K	Sell	21,475 -3,000	-12%	-$69.5K	0.03%	175
2014 Q2	$567K	Sell	24,475 -1,500	-6%	-$34.6K	0.02%	173
2014 Q1	$584K	Buy	25,975 +1,900	+8%	+$41.8K	0.03%	166
2013 Q4	$498K	Sell	24,075 -3,150	-12%	-$65.8K	0.02%	200
2013 Q3	$557K	Hold	27,225	–	–	0.02%	201
2013 Q2	$681K	Buy	+27,225	New	+$687K	0.03%	180

Other funds holding STT.PRC.CL

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

FBB

Fulton Breakefield Broenniman Bethesda, Maryland $1.7B AUM 23.97% 1-Year Est. Return

NERM

New England Research & Management Chicago, Illinois $257M AUM 25.66% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

Apriem Advisors Irvine, California $1.16B AUM 27.46% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $22.7B AUM

Roosevelt Investment Group's STT.PRC.CL Position: Q3 2016 in Review

Roosevelt Investment Group sold out of STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh (STT.PRC.CL) in Q3 2016, closing a stake of 13,175 shares — an estimated $347K sold.

Roosevelt Investment Group first reported a position in STT.PRC.CL in Q2 2013 and held it in 13 quarters. The position peaked at $681K in Q2 2013. 7 funds tracked by Wall St. Rank hold STT.PRC.CL as of Q3 2016.

Roosevelt Investment Group reported no remaining STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh position as of Q3 2016 after selling out during the quarter.
Roosevelt Investment Group sold 13,175 STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh shares in Q3 2016, an estimated $347K.
Roosevelt Investment Group first reported a position in STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh in Q2 2013 and held it in 13 quarters.
Roosevelt Investment Group's STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh position peaked at $681K in Q2 2013.
7 funds tracked by Wall St. Rank held STATE STREET CORPORATION Depositary Shares, each representing a 1/4,000th ownership interest in a sh as of Q3 2016.

Based on Roosevelt Investment Group's 13F filing for Q3 2016, filed 14 Nov 2016.