RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Return 5.26%
This Quarter Return
+5.34%
1 Year Return
-5.26%
3 Year Return
+57.87%
5 Year Return
+105.08%
10 Year Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.8M
Cap. Flow %
-1.53%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

1
BFAM icon
Bright Horizons
BFAM
$4.86M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$3.38M
3
PFE icon
Pfizer
PFE
$2.03M
4
MSFT icon
Microsoft
MSFT
$2.02M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$1.31M

Top Sells

1
DIS icon
Walt Disney
DIS
$11.7M
2
PRU icon
Prudential Financial
PRU
$6.97M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$1.87M

Sector Composition

1 Financials 14.18%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVO icon
126
Novo Nordisk
NVO
$249B
$333K 0.03%
14,120
– –
MET.PRA icon
127
Metlife, Inc. Floating Rate Non Cuml Series A
MET.PRA
$574M
$327K 0.03%
13,000
– –
AMGN icon
128
Amgen
AMGN
$152B
$326K 0.03%
1,573
– –
C.PRN icon
129
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.7B
$324K 0.03%
12,084
– –
DDT
130
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$207M
$319K 0.03%
12,099
-385
-3% -$10.2K
ETN icon
131
Eaton
ETN
$134B
$311K 0.03%
3,585
– –
LLY icon
132
Eli Lilly
LLY
$663B
$307K 0.03%
2,864
-74
-3% -$7.93K
VEA icon
133
Vanguard FTSE Developed Markets ETF
VEA
$170B
$306K 0.03%
+7,075
New +$306K
PNC icon
134
PNC Financial Services
PNC
$81.1B
$304K 0.03%
2,232
+175
+9% +$23.8K
EW icon
135
Edwards Lifesciences
EW
$47.7B
$302K 0.03%
5,202
-45
-0.9% -$2.61K
NEE.PRJ
136
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$302K 0.03%
12,800
– –
INTC icon
137
Intel
INTC
$105B
$296K 0.03%
6,259
+507
+9% +$24K
PRFZ icon
138
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.52B
$295K 0.03%
+10,375
New +$295K
COF.PRP.CL
139
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$288K 0.03%
11,400
– –
DTJ
140
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$287K 0.03%
12,000
– –
TCBIL
141
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$280K 0.03%
10,900
– –
VNO.PRL icon
142
VORNADO REALTY TRUST 5.40% Series L Cumulative Redeemable Preferred Shares of Beneficial Interest, liquidation preference $25.00 per share
VNO.PRL
$219M
$278K 0.03%
11,600
-23,550
-67% -$564K
VZA.CL
143
DELISTED
Verizon Communications Inc.
VZA.CL
$271K 0.02%
10,650
– –
PXH icon
144
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.56B
$265K 0.02%
+12,540
New +$265K
VOE icon
145
Vanguard Mid-Cap Value ETF
VOE
$18.7B
$257K 0.02%
+2,270
New +$257K
EVA
146
DELISTED
Enviva Inc.
EVA
$254K 0.02%
7,980
-199
-2% -$6.33K
MRK icon
147
Merck
MRK
$210B
$236K 0.02%
3,490
-482
-12% -$32.6K
PM icon
148
Philip Morris
PM
$255B
$230K 0.02%
2,824
-244
-8% -$19.9K
TMV icon
149
Direxion Daily 20+ Year Treasury Bear 3X Shares
TMV
$176M
$230K 0.02%
4,407
-1,835
-29% -$95.8K
BBT.PRE.CL
150
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$230K 0.02%
9,245
– –
3 4 5
6
7