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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
126
Novo Nordisk
NVO
$203B
$333K 0.03%
14,120
– –
MET.PRA icon
127
MetLife Inc Floating Rate Series A
MET.PRA
$504M
$327K 0.03%
13,000
– –
AMGN icon
128
Amgen
AMGN
$219B
$326K 0.03%
1,573
– –
C.PRN icon
129
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.36B
$324K 0.03%
12,084
– –
DDT
130
Dillard's Capital Trust I 7.50% Capital Securities
DDT
$211M
$319K 0.03%
12,099
-385
-3% -$10.5K
ETN icon
131
Eaton
ETN
$174B
$311K 0.03%
3,585
– –
LLY icon
132
Eli Lilly
LLY
$1.06T
$307K 0.03%
2,864
-74
-3% -$7.4K
VEA icon
133
Vanguard FTSE Developed Markets ETF
VEA
$234B
$306K 0.03%
+7,075
New +$305K
PNC icon
134
PNC Financial Services
PNC
$101B
$304K 0.03%
2,232
+175
+9% +$24.9K
EW icon
135
Edwards Lifesciences
EW
$51.5B
$302K 0.03%
5,202
-45
-0.9% -$2.2K
NEE.PRJ
136
DELISTED
NEXTERA ENERGY CAPITAL HOLDINGS, INC.
NEE.PRJ
$302K 0.03%
12,800
– –
INTC icon
137
Intel
INTC
$503B
$296K 0.03%
6,259
+507
+9% +$24.7K
PRFZ icon
138
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.84B
$295K 0.03%
+10,375
New +$296K
COF.PRP.CL
139
DELISTED
CAPITAL ONE FINANCIAL CORPORATION Called
COF.PRP.CL
$288K 0.03%
11,400
– –
DTJ
140
DELISTED
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$287K 0.03%
12,000
– –
TCBIL
141
DELISTED
Texas Capital Bancshares, Inc. 6.50% Subordinated Notes due 2042
TCBIL
$280K 0.03%
10,900
– –
VNO.PRL icon
142
Vornado Realty Trust 5.40% Series L Preferred Shares
VNO.PRL
$210M
$278K 0.03%
11,600
-23,550
-67% -$576K
VZA.CL
143
DELISTED
Verizon Communications Inc.
VZA.CL
$271K 0.02%
10,650
– –
PXH icon
144
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.95B
$265K 0.02%
+12,540
New +$264K
VOE icon
145
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$257K 0.02%
+2,270
New +$258K
EVA
146
DELISTED
Enviva Inc.
EVA
$254K 0.02%
7,980
-199
-2% -$6.09K
MRK icon
147
Merck
MRK
$317B
$236K 0.02%
3,490
-482
-12% -$30.7K
PM icon
148
Philip Morris
PM
$293B
$230K 0.02%
2,824
-244
-8% -$20K
TMV icon
149
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$189M
$230K 0.02%
4,407
-1,835
-29% -$90.2K
BBT.PRE.CL
150
DELISTED
BB&T Corporation Depositary Shares each representing 1/1,000th interest in a share of Series E Non-C
BBT.PRE.CL
$230K 0.02%
9,245
– –
3 4 5
6
7

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Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.