We are live on ! Find out more
RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNG icon
101
Cheniere Energy
LNG
$55.5B
$734K 0.07%
10,560
– –
COF.PRG
102
DELISTED
Capital One Financial Corporation
COF.PRG
$717K 0.07%
29,002
-1,322
-4% -$32.9K
COST icon
103
Costco
COST
$419B
$678K 0.06%
2,887
-177
-6% -$39.9K
PG icon
104
Procter & Gamble
PG
$340B
$625K 0.06%
7,506
-48
-0.6% -$3.93K
RTX icon
105
RTX Corp
RTX
$301B
$613K 0.06%
6,971
-173
-2% -$14.5K
TELL
106
DELISTED
Tellurian Inc.
TELL
$611K 0.06%
+68,090
New +$561K
IBND icon
107
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$576K 0.05%
17,150
-651
-4% -$21.9K
IBM icon
108
IBM
IBM
$219B
$572K 0.05%
3,956
-272
-6% -$38K
SSD icon
109
Simpson Manufacturing
SSD
$7.96B
$562K 0.05%
7,750
– –
ALL.PRG
110
DELISTED
The Allstate Corporation Depositary Shares each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series G
ALL.PRG
$527K 0.05%
+21,100
New +$544K
PPX
111
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
$502K 0.05%
20,000
– –
GE icon
112
GE Aerospace
GE
$390B
$499K 0.05%
9,231
-863
-9% -$53.2K
VCIT icon
113
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$484K 0.04%
5,797
+2,291
+65% +$192K
KMI icon
114
Kinder Morgan
KMI
$69.6B
$477K 0.04%
26,904
-106
-0.4% -$1.9K
JPM.PRB.CL
115
DELISTED
JPMorgan Chase & Co.
JPM.PRB.CL
$460K 0.04%
18,000
– –
VB icon
116
Vanguard Morningstar Small-Cap ETF
VB
$81.5B
$450K 0.04%
+2,770
New +$448K
ABBV icon
117
AbbVie
ABBV
$432B
$435K 0.04%
4,596
-94
-2% -$8.91K
MDLZ icon
118
Mondelez International
MDLZ
$80.2B
$411K 0.04%
9,569
– –
MO icon
119
Altria Group
MO
$113B
$411K 0.04%
6,809
+786
+13% +$46.7K
SPY icon
120
State Street SPDR S&P 500 ETF Trust
SPY
$819B
$376K 0.03%
1,293
-308
-19% -$87.7K
SPG.PRJ icon
121
Simon Property Group 8 3/8% Series J
SPG.PRJ
$43.8M
$364K 0.03%
5,275
-200
-4% -$14.2K
IAGG icon
122
iShares Core International Aggregate Bond Fund
IAGG
$11B
$356K 0.03%
6,802
-379
-5% -$19.9K
VXUS icon
123
Vanguard Total International Stock ETF
VXUS
$158B
$350K 0.03%
+6,480
New +$351K
DIS icon
124
Walt Disney
DIS
$181B
$339K 0.03%
2,896
-99,796
-97% -$11.1M
VBTX
125
DELISTED
Veritex Holdings
VBTX
$338K 0.03%
11,970
+1,620
+16% +$49.8K
3 4
5
6 7

Similar funds

CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return
SIM
Sadoff Investment Management Milwaukee, Wisconsin $1.28B AUM 6.95% 1-Year Est. Return
MCM
Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return
BDF
Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return
ACP
Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return
RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.