We are live on ! Find out more
RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE.PRK
76
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
$2.46M 0.22%
101,285
-15,650
-13% -$389K
NVRO
77
DELISTED
NEVRO CORP.
NVRO
$2.37M 0.22%
41,603
+636
+2% +$39.8K
PSA.PRY.CL
78
DELISTED
Public Storage
PSA.PRY.CL
$2.3M 0.21%
90,525
-4,350
-5% -$113K
TGT icon
79
Target
TGT
$66.8B
$2.23M 0.2%
25,222
+269
+1% +$22.4K
LMHA
80
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$1.73M 0.16%
66,856
-68,375
-51% -$1.8M
GOOG icon
81
Alphabet (Google) Class C
GOOG
$4.36T
$1.72M 0.16%
28,740
– –
RTN
82
DELISTED
Raytheon Company
RTN
$1.55M 0.14%
7,508
-912
-11% -$182K
PSA.PRZ.CL
83
DELISTED
Public Storage
PSA.PRZ.CL
$1.5M 0.14%
59,399
-3,293
-5% -$85.4K
SCE.PRJ
84
DELISTED
SCE TRUST IV 5.375% Fixed-to-Floating Rate Trust Preference Securities
SCE.PRJ
$1.46M 0.13%
59,825
+22,575
+61% +$574K
SLQD icon
85
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$1.39M 0.13%
27,883
+4,473
+19% +$222K
XOM icon
86
ExxonMobil
XOM
$642B
$1.33M 0.12%
15,693
-928
-6% -$75.9K
STT.PRD
87
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
$1.31M 0.12%
+49,925
New +$1.35M
BRK.A icon
88
Berkshire Hathaway Class A
BRK.A
$1.13T
$1.28M 0.12%
4
– –
XIFR
89
XPLR Infrastructure LP
XIFR
$1.08B
$1.28M 0.12%
26,400
-375
-1% -$17.8K
PRU icon
90
Prudential Financial
PRU
$41.9B
$1.19M 0.11%
11,714
-68,832
-85% -$6.78M
TCGP
91
DELISTED
The Carlyle Group L.P. 5.875 Percent Series A Preferred Units
TCGP
$1.16M 0.11%
51,150
– –
SWJ.CL
92
DELISTED
STANLEY BLACK & DECKER, INC. 5.75% Junior Subordinated Debentures due 2052
SWJ.CL
$1.15M 0.1%
45,910
+6,895
+18% +$175K
STT.PRG icon
93
State Street Corp Series G Preferred Stock
STT.PRG
$423M
$1.08M 0.1%
42,086
– –
USB icon
94
US Bancorp
USB
$99.4B
$967K 0.09%
18,319
-12,545
-41% -$665K
CL icon
95
Colgate-Palmolive
CL
$74.1B
$933K 0.08%
13,937
-1,290
-8% -$85.9K
EPD icon
96
Enterprise Products Partners
EPD
$82.3B
$905K 0.08%
31,497
-449
-1% -$13K
EFA icon
97
iShares MSCI EAFE ETF
EFA
$79.4B
$833K 0.08%
+12,248
New +$827K
APO.PRA
98
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
$831K 0.08%
33,011
+4,000
+14% +$102K
MCD icon
99
McDonald's
MCD
$196B
$742K 0.07%
4,434
-49
-1% -$7.85K
AXP icon
100
American Express
AXP
$231B
$735K 0.07%
6,900
-19
-0.3% -$1.98K
2 3
4
5 6

Similar funds

CA
Capitolis Advisors New York $1.41B AUM 17.33% 1-Year Est. Return
WFA
Wipfli Financial Advisors Milwaukee, Wisconsin $1.42B AUM 20.63% 1-Year Est. Return
CCP
Corient Capital Partners Newport Beach, California $1.34B AUM 12.46% 1-Year Est. Return
SIM
Sadoff Investment Management Milwaukee, Wisconsin $1.28B AUM 6.95% 1-Year Est. Return
MCM
Maryland Capital Management Towson, Maryland $1.2B AUM 18.21% 1-Year Est. Return
BDF
Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return
ACP
Ashfield Capital Partners San Francisco, California $1.19B AUM 14.56% 1-Year Est. Return
RHBC
R.H. Bluestein & Co Birmingham, Michigan $1.61B AUM 7.59% 1-Year Est. Return

Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.