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RIG

Roosevelt Investment Group Portfolio holdings

AUM $1.39B
1-Year Est. Return 5.42%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
-5.42%
3 Year Est. Return
+57.62%
5 Year Est. Return
+104.74%
10 Year Est. Return
–
AUM
$1.1B
AUM Growth
+$30.2M
Cap. Flow
-$16.5M
Cap. Flow %
-1.5%
Top 10 Hldgs %
29.51%
Holding
169
New
15
Increased
40
Reduced
83
Closed
7

Top Buys

Rank Stock Value
1
BFAM icon
Bright Horizons
BFAM
+$4.66M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.39M
3
MSFT icon
Microsoft
MSFT
+$1.91M
4
PFE icon
Pfizer
PFE
+$1.87M
5
STT.PRD
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
+$1.35M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$11.1M
2
PRU icon
Prudential Financial
PRU
+$6.78M
3
WFC.PRV
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
+$3.14M
4
KIM.PRI.CL
KIMCO REALTY CORPORATION Class I Depositary Shares
KIM.PRI.CL
+$2.28M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
+$1.93M

Sector Composition

Rank Sector Weight
1 Financials 13.81%
2 Consumer Discretionary 10.56%
3 Industrials 10%
4 Technology 8.31%
5 Healthcare 7.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
26
iShares Core S&P Mid-Cap ETF
IJH
$125B
$16.2M 1.47%
401,630
-6,300
-2% -$253K
MA icon
27
Mastercard
MA
$500B
$15.8M 1.44%
70,947
-535
-0.7% -$112K
LW icon
28
Lamb Weston
LW
$7.33B
$15.7M 1.43%
236,061
+4,073
+2% +$279K
ROST icon
29
Ross Stores
ROST
$81.2B
$15.6M 1.42%
157,539
-1,336
-0.8% -$123K
MMM icon
30
3M
MMM
$93.9B
$15.1M 1.38%
85,923
+365
+0.4% +$62.9K
LMT icon
31
Lockheed Martin
LMT
$133B
$14.5M 1.32%
41,861
-907
-2% -$293K
KHC icon
32
Kraft Heinz
KHC
$30.5B
$14.3M 1.3%
258,661
-2,100
-0.8% -$125K
EOG icon
33
EOG Resources
EOG
$71.5B
$14.2M 1.29%
111,084
-480
-0.4% -$58.4K
NOC icon
34
Northrop Grumman
NOC
$79.2B
$14.1M 1.28%
44,466
-101
-0.2% -$30.8K
CAG icon
35
Conagra Brands
CAG
$7.18B
$14.1M 1.28%
414,722
+11,963
+3% +$437K
APTV icon
36
Aptiv
APTV
$9.95B
$13.5M 1.22%
160,357
+610
+0.4% +$55.7K
V icon
37
Visa
V
$688B
$13.3M 1.22%
88,948
-1,270
-1% -$181K
WFC.PRQ
38
DELISTED
Wells Fargo & Co.
WFC.PRQ
$12.4M 1.13%
482,825
-18,581
-4% -$481K
BFAM icon
39
Bright Horizons
BFAM
$3.97B
$12.3M 1.12%
104,111
+41,224
+66% +$4.66M
MKTX icon
40
MarketAxess Holdings
MKTX
$5.72B
$12.2M 1.11%
68,183
+241
+0.4% +$46.3K
PLD icon
41
Prologis
PLD
$131B
$11.8M 1.07%
173,739
+215
+0.1% +$14.1K
DD icon
42
DuPont de Nemours
DD
$19.9B
$11.4M 1.04%
69,933
-859
-1% -$148K
TBB
43
AT&T 5.350% Global Notes due 2066
TBB
$1.05B
$11M 1%
441,963
+34,128
+8% +$851K
SOJA
44
DELISTED
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.2M 0.93%
395,884
+14,653
+4% +$383K
LVS icon
45
Las Vegas Sands
LVS
$29.7B
$9.84M 0.9%
165,768
-8,655
-5% -$581K
CVX icon
46
Chevron
CVX
$371B
$8.99M 0.82%
73,513
+177
+0.2% +$21.5K
DRUA
47
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$8.9M 0.81%
376,181
-78,837
-17% -$1.93M
ALL.PRE.CL
48
DELISTED
Allstate Corporation Depositary Shares
ALL.PRE.CL
$8.49M 0.77%
334,100
-15,102
-4% -$390K
DTY
49
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
$7.74M 0.7%
300,025
+11,175
+4% +$293K
SCHW.PRD
50
Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
$725M
$7.63M 0.69%
299,285
-7,246
-2% -$189K
1
2
3 4 5

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Roosevelt Investment Group's Q3 2018 Portfolio in Review

As of Q3 2018, Roosevelt Investment Group held 169 positions worth $1.1B, up 2.8% from $1.07B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Roosevelt Investment Group's Q3 2018 filing shows 15 new, 40 increased, 83 reduced and 7 closed positions. Its largest new stake was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M. The largest sale was Walt Disney, an estimated $11.1M.

By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Roosevelt Investment Group's largest Q3 2018 buy was State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D: 49,925 shares worth $1.31M.
  • Roosevelt Investment Group added most to Bright Horizons in Q3 2018, an estimated $4.66M increase.
  • Roosevelt Investment Group's biggest Q3 2018 reduction was Walt Disney, cutting an estimated $11.1M.
  • Roosevelt Investment Group fully exited Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu in Q3 2018, selling an estimated $3.14M.
  • Roosevelt Investment Group's ten largest holdings make up 30% of its $1.1B portfolio in Q3 2018.
  • Roosevelt Investment Group opened 15 new positions and closed 7 in Q3 2018.
  • Roosevelt Investment Group's portfolio value rose 2.8% quarter-over-quarter to $1.1B.

Based on Roosevelt Investment Group's 13F filing for Q3 2018, filed 9 Nov 2018.