Rockefeller Capital Management
SMBS

Rockefeller Capital Management’s Schwab Mortgage-Backed Securities ETF SMBS Stock Holding History

Rockefeller Capital Management’s Portfolio SMBS Stock Details SMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$26 Sell
1
-222
-100% -$5.65K ﹤0.01% 4707
2026
Q1 		$5.7K Sell
223
-2,573
-92% -$66.3K ﹤0.01% 4202
2025
Q4 		$71.8K Buy
2,796
+2,458
+727% +$63.3K ﹤0.01% 2891
2025
Q3 		$8.69K Buy
+338
New +$8.59K ﹤0.01% 3705

Other funds holding SMBS

Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return
CI
CacheTech Inc Logan, Utah $618M AUM 37.94% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $522M AUM 38.58% 1-Year Est. Return
SWM
Schwallier Wealth Management Grand Rapids, Michigan $158M AUM 16.81% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return
Jane Street
Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Rockefeller Capital Management's SMBS Position: Q2 2026 in Review

Rockefeller Capital Management reduced its Schwab Mortgage-Backed Securities ETF (SMBS) stake by 100% in Q2 2026, selling an estimated $5.65K and leaving 1 share worth $26. The position accounts for ﹤0.01% of the portfolio, ranked #4707.

Rockefeller Capital Management first reported a position in SMBS in Q3 2025 and has held it in 4 quarters since. The position peaked at $71.8K in Q4 2025. 80 funds tracked by Wall St. Rank hold SMBS as of Q2 2026.

  • Rockefeller Capital Management held 1 share of Schwab Mortgage-Backed Securities ETF worth $26 as of Q2 2026.
  • Rockefeller Capital Management sold 222 Schwab Mortgage-Backed Securities ETF shares in Q2 2026, an estimated $5.65K.
  • Schwab Mortgage-Backed Securities ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #4707 holding.
  • Rockefeller Capital Management first reported a position in Schwab Mortgage-Backed Securities ETF in Q3 2025 and has held it in 4 quarters since.
  • Rockefeller Capital Management's Schwab Mortgage-Backed Securities ETF position peaked at $71.8K in Q4 2025.
  • 80 funds tracked by Wall St. Rank held Schwab Mortgage-Backed Securities ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.