Rockefeller Capital Management
SMBS

Rockefeller Capital Management’s Schwab Mortgage-Backed Securities ETF SMBS Stock Holding History

Rockefeller Capital Management’s Portfolio SMBS Stock Details SMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.7K Sell
223
-2,573
-92% -$66.3K ﹤0.01% 4202
2025
Q4 		$71.8K Buy
2,796
+2,458
+727% +$63.3K ﹤0.01% 2891
2025
Q3 		$8.69K Buy
+338
New +$8.59K ﹤0.01% 3705

Other funds holding SMBS

Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
CI
CacheTech Inc Logan, Utah $519M AUM 22.06% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
SWM
Schwallier Wealth Management Grand Rapids, Michigan $137M AUM 10.61% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $7.85B AUM 20.99% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Rockefeller Capital Management's SMBS Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Schwab Mortgage-Backed Securities ETF (SMBS) stake by 92% in Q1 2026, selling an estimated $66.3K and leaving 223 shares worth $5.7K. The position accounts for ﹤0.01% of the portfolio, ranked #4202.

Rockefeller Capital Management first reported a position in SMBS in Q3 2025 and has held it in 3 quarters since. The position peaked at $71.8K in Q4 2025. 77 funds tracked by Wall St. Rank hold SMBS as of Q1 2026.

  • Rockefeller Capital Management held 223 shares of Schwab Mortgage-Backed Securities ETF worth $5.7K as of Q1 2026.
  • Rockefeller Capital Management sold 2,573 Schwab Mortgage-Backed Securities ETF shares in Q1 2026, an estimated $66.3K.
  • Schwab Mortgage-Backed Securities ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #4202 holding.
  • Rockefeller Capital Management first reported a position in Schwab Mortgage-Backed Securities ETF in Q3 2025 and has held it in 3 quarters since.
  • Rockefeller Capital Management's Schwab Mortgage-Backed Securities ETF position peaked at $71.8K in Q4 2025.
  • 77 funds tracked by Wall St. Rank held Schwab Mortgage-Backed Securities ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.