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SMBS

Schwab Mortgage-Backed Securities ETF

77 hedge funds and large institutions have $6.07B invested in Schwab Mortgage-Backed Securities ETF in 2026 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 15

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

44% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 18

10% more funds holding

Funds holding: 7077 (+7)

6% more capital invested

Capital invested by funds: $5.75B → $6.07B (+$321M)

1.04% less ownership

Funds ownership: 98.28%97.24% (-1%)

Holders
77
Holders Change
+7
Holders Change %
+10%
% of All Funds
0.95%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
26
Increased
24
Reduced
15
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
1
Charles Schwab
California
$6B +$312M +12,124,163 +5%
JP Morgan Chase
2
JP Morgan Chase
New York
$15.7M +$15.9M +615,984 +76,047%
CI
3
CacheTech Inc
Utah
$9.88M -$91.5K -3,552 -0.9%
AWM
4
Adams Wealth Management
Utah
$8.93M -$132K -5,112 -1%
Goldman Sachs
5
Goldman Sachs
New York
$8.35M +$8.41M +326,624 New
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$7.02M +$4.7M +182,388 +198%
SWM
7
Schwallier Wealth Management
Michigan
$4.5M +$4.54M +176,192 New
SF
8
Summit Financial
New Jersey
$3.18M +$455K +17,675 +17%
Citadel Advisors
9
Citadel Advisors
Florida
$1.79M +$285K +11,062 +19%
Jane Street
10
Jane Street
New York
$1.73M +$487K +18,911 +39%
Mercer Global Advisors
11
Mercer Global Advisors
Colorado
$1.72M +$1.17M +45,330 +206%
LPL Financial
12
LPL Financial
California
$1.21M +$468K +18,164 +62%
Creative Planning
13
Creative Planning
Kansas
$762K +$483K +18,773 +170%
AFM
14
Aspetuck Financial Management
Connecticut
$735K +$740K +28,750 New
Bank of America
15
Bank of America
North Carolina
$661K +$666K +25,870 +1,293,500%
CA
16
CoreCap Advisors
Michigan
$653K +$618K +23,995 +1,539%
Wealth Enhancement Advisory Services
17
Wealth Enhancement Advisory Services
Minnesota
$652K +$658K +25,558 New
CFG
18
Chapman Financial Group
Hawaii
$651K +$5.15K +200 +0.8%
CCWA
19
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$649K +$654K +25,413 New
AUB
20
Atlantic Union Bankshares
Virginia
$550K +$554K +21,511 New
Fidelity Investments
21
Fidelity Investments
Massachusetts
$369K +$233K +9,060 +169%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$347K +$23.5K +913 +7%
HF
23
HRT Financial
New York
$346K +$125K +4,858 +56%
CD
24
Chapin Davis
Maryland
$324K
SW
25
Simplicity Wealth
New Jersey
$275K +$277K +10,747 New

SMBS Hedge Fund Activity: Q1 2026 in Review

77 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Schwab Mortgage-Backed Securities ETF (SMBS) for Q1 2026, worth a combined $6.07B — up 5.6% from $5.75B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SMBS positions and 18 closed out — a net gain of 8 holders — while 24 added to existing stakes and 15 trimmed.

The largest buyer was Charles Schwab, adding an estimated $312M. The largest seller was Mariner, exiting entirely with an estimated $755K sold.

  • 77 institutional investors held Schwab Mortgage-Backed Securities ETF (SMBS) as of Q1 2026, up from 70 in Q4 2025.
  • Funds reported $6.07B of Schwab Mortgage-Backed Securities ETF stock for Q1 2026, up 5.6% quarter-over-quarter.
  • 26 funds opened new Schwab Mortgage-Backed Securities ETF positions in Q1 2026 and 18 closed out, a net change of +8 holders.
  • The largest Schwab Mortgage-Backed Securities ETF buyer in Q1 2026 was Charles Schwab, an estimated $312M added.
  • The largest Schwab Mortgage-Backed Securities ETF seller in Q1 2026 was Mariner, an estimated $755K sold.

Based on aggregated 13F filings for Q1 2026.