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SMBS

Schwab Mortgage-Backed Securities ETF

70 hedge funds and large institutions have $5.75B invested in Schwab Mortgage-Backed Securities ETF in 2025 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 23 increasing their positions, 9 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 9

113% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 15

30% more funds holding

Funds holding: 5470 (+16)

5% more capital invested

Capital invested by funds: $5.46B → $5.75B (+$294M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.17% less ownership

Funds ownership: 99.45%98.28% (-1.2%)

Holders
70
Holders Change
+16
Holders Change %
+29.63%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
32
Increased
23
Reduced
9
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Charles Schwab
1
Charles Schwab
California
$5.72B +$298M +11,574,326 +5%
CI
2
CacheTech Inc
Utah
$10M +$272K +10,576 +3%
AWM
3
Adams Wealth Management
Utah
$9.11M +$57.3K +2,226 +0.6%
SF
4
Summit Financial
New Jersey
$2.75M +$16.9K +655 +0.6%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.37M +$1.89M +73,325 +388%
Citadel Advisors
6
Citadel Advisors
Florida
$1.52M -$416K -16,158 -21%
Jane Street
7
Jane Street
New York
$1.25M +$841K +32,652 +203%
Mariner
8
Mariner
Kansas
$755K +$311K +12,065 +70%
LPL Financial
9
LPL Financial
California
$753K +$126K +4,904 +20%
CFG
10
Chapman Financial Group
Hawaii
$649K +$29.6K +1,148 +5%
Mercer Global Advisors
11
Mercer Global Advisors
Colorado
$565K -$40.7K -1,581 -7%
HCWM
12
Hidden Cove Wealth Management
Washington
$372K +$373K +14,501 New
CD
13
Chapin Davis
Maryland
$326K
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$326K +$327K +12,687 New
Creative Planning
15
Creative Planning
Kansas
$284K +$285K +11,056 New
Focus Partners Wealth
16
Focus Partners Wealth
Massachusetts
$276K +$277K +10,745 New
Raymond James Financial
17
Raymond James Financial
Florida
$231K +$232K +8,996 New
HF
18
HRT Financial
New York
$223K +$224K +8,696 New
IA
19
IFP Advisors
Florida
$213K +$214K +8,313 New
Osaic Holdings
20
Osaic Holdings
Arizona
$187K +$62.7K +2,437 +50%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$185K +$82.6K +3,209 +80%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$168K +$164K +6,362 +3,213%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$166K +$125K +4,872 +305%
MCM
24
MAI Capital Management
Ohio
$153K +$143K +5,558 +1,444%
Fidelity Investments
25
Fidelity Investments
Massachusetts
$138K +$138K +5,372 New

SMBS Hedge Fund Activity: Q4 2025 in Review

70 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Schwab Mortgage-Backed Securities ETF (SMBS) for Q4 2025, worth a combined $5.75B — up 5.4% from $5.46B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new SMBS positions and 15 closed out — a net gain of 17 holders — while 23 added to existing stakes and 9 trimmed.

The largest buyer was Charles Schwab, adding an estimated $298M. The largest seller was Goldman Sachs, exiting entirely with an estimated $886K sold.

  • 70 institutional investors held Schwab Mortgage-Backed Securities ETF (SMBS) as of Q4 2025, up from 54 in Q3 2025.
  • Funds reported $5.75B of Schwab Mortgage-Backed Securities ETF stock for Q4 2025, up 5.4% quarter-over-quarter.
  • 32 funds opened new Schwab Mortgage-Backed Securities ETF positions in Q4 2025 and 15 closed out, a net change of +17 holders.
  • The largest Schwab Mortgage-Backed Securities ETF buyer in Q4 2025 was Charles Schwab, an estimated $298M added.
  • The largest Schwab Mortgage-Backed Securities ETF seller in Q4 2025 was Goldman Sachs, an estimated $886K sold.

Based on aggregated 13F filings for Q4 2025.