Rockefeller Capital Management
ESN

Rockefeller Capital Management’s Essential 40 Stock ETF ESN Stock Holding History

Rockefeller Capital Management’s Portfolio ESN Stock Details ESN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.32M Sell
189,624
-2,369
-1% -$42.4K 0.01% 1086
2025
Q4 		$3.29M Sell
191,993
-5,275
-3% -$90.5K 0.01% 1034
2025
Q3 		$3.37M Buy
197,268
+155,104
+368% +$2.55M 0.01% 964
2025
Q2 		$676K Buy
+42,164
New +$643K ﹤0.01% 1462

Other funds holding ESN

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
Legacy Financial Group (Iowa)
Legacy Financial Group (Iowa) Des Moines, Iowa $795M AUM 12.87% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
AI
Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
BAS
Breakthru Advisory Services Muskego, Wisconsin $62.4M AUM 17.64% 1-Year Est. Return

Rockefeller Capital Management's ESN Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Essential 40 Stock ETF (ESN) stake by 1.2% in Q1 2026, selling an estimated $42.4K and leaving 189,624 shares worth $3.32M. The position accounts for 0.01% of the portfolio, ranked #1086.

Rockefeller Capital Management first reported a position in ESN in Q2 2025 and has held it in 4 quarters since. The position peaked at $3.37M in Q3 2025. 24 funds tracked by Wall St. Rank hold ESN as of Q1 2026.

  • Rockefeller Capital Management held 189,624 shares of Essential 40 Stock ETF worth $3.32M as of Q1 2026.
  • Rockefeller Capital Management sold 2,369 Essential 40 Stock ETF shares in Q1 2026, an estimated $42.4K.
  • Essential 40 Stock ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1086 holding.
  • Rockefeller Capital Management first reported a position in Essential 40 Stock ETF in Q2 2025 and has held it in 4 quarters since.
  • Rockefeller Capital Management's Essential 40 Stock ETF position peaked at $3.37M in Q3 2025.
  • 24 funds tracked by Wall St. Rank held Essential 40 Stock ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.