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ESN

Essential 40 Stock ETF
ESN

15 hedge funds and large institutions have $150M invested in Essential 40 Stock ETF in 2025 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 2

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

33% more capital invested

Capital invested by funds: $113M → $150M (+$37.3M)

15% more funds holding

Funds holding: 13 → 15 (+2)

1.81% more ownership

Funds ownership: 94.19% → 96% (+1.8%)

Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.2%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
5
Increased
8
Reduced
2
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BAS
Breakthru Advisory Services
Wisconsin
+$15.6M
2
HI
Harbour Investments
Wisconsin
+$4.71M
3
SA
Sanctuary Advisors
Indiana
+$2.9M
4
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.55M
5
AI
Atria Investments
North Carolina
+$1.93M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$1.21M
2
GS
GTS Securities
New York
-$447K
3
KF
KKM Financial
Illinois
-$26.3K
4
JP Morgan Chase
JP Morgan Chase
New York
-$16.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
SA
1
Sanctuary Advisors
Indiana
$55.3M +$2.9M +176,628 +6%
Legacy Financial Group (Iowa)
2
Legacy Financial Group (Iowa)
Iowa
$31.3M +$1.34M +81,302 +5%
BAS
3
Breakthru Advisory Services
Wisconsin
$16.2M +$15.6M +948,931 New
UBS Group
4
UBS Group
Switzerland
$15.1M -$1.21M -73,344 -8%
KF
5
KKM Financial
Illinois
$10.1M -$26.3K -1,600 -0.3%
AI
6
Atria Investments
North Carolina
$7.08M +$1.93M +117,225 +39%
HI
7
Harbour Investments
Wisconsin
$5.62M +$4.71M +286,606 +665%
Rockefeller Capital Management
8
Rockefeller Capital Management
New York
$3.37M +$2.55M +155,104 +368%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$2.18M +$3.88K +236 +0.2%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.08M +$18.6K +1,134 +2%
LPL Financial
11
LPL Financial
California
$1.06M +$1.02M +62,038 New
EH
12
Equitable Holdings
New York
$693K +$667K +40,617 New
QPW
13
Quantum Private Wealth
Florida
$529K +$509K +31,000 New
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$341K +$328K +19,973 New
AF
15
Allworth Financial
California
$339K +$5.7K +347 +2%
GS
16
GTS Securities
New York
– -$447K -27,895 Closed
JP Morgan Chase
17
JP Morgan Chase
New York
– -$16.2K -1,008 Closed

ESN Hedge Fund Activity: Q3 2025 in Review

15 of the 7,621 institutional investors tracked by Wall St. Rank reported a position in Essential 40 Stock ETF (ESN) for Q3 2025, worth a combined $150M — up 33% from $113M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ESN positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 2 trimmed.

The largest buyer was Breakthru Advisory Services, opening a new position worth an estimated $15.6M. The largest seller was UBS Group, cutting an estimated $1.21M.

  • 15 institutional investors held Essential 40 Stock ETF (ESN) as of Q3 2025, up from 13 in Q2 2025.
  • Funds reported $150M of Essential 40 Stock ETF stock for Q3 2025, up 33% quarter-over-quarter.
  • 5 funds opened new Essential 40 Stock ETF positions in Q3 2025 and 2 closed out, a net change of +3 holders.
  • The largest Essential 40 Stock ETF buyer in Q3 2025 was Breakthru Advisory Services, an estimated $15.6M added.
  • The largest Essential 40 Stock ETF seller in Q3 2025 was UBS Group, an estimated $1.21M sold.

Based on aggregated 13F filings for Q3 2025.