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ESN

Essential 40 Stock ETF

24 hedge funds and large institutions have $189M invested in Essential 40 Stock ETF in 2026 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

20% more funds holding

Funds holding: 2024 (+4)

2% more capital invested

Capital invested by funds: $186M → $189M (+$3.56M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

10.27% less ownership

Funds ownership: 95.45%85.19% (-10%)

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.3%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
11
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SA
1
Sanctuary Advisors
Indiana
$57.6M -$231K -12,891 -0.4%
Legacy Financial Group (Iowa)
2
Legacy Financial Group (Iowa)
Iowa
$33.3M +$136K +7,591 +0.4%
Raymond James Financial
3
Raymond James Financial
Florida
$26.6M +$13.9M +775,599 +104%
UBS Group
4
UBS Group
Switzerland
$16.8M +$1.39M +77,616 +9%
HI
5
Harbour Investments
Wisconsin
$12.7M +$1.91M +106,942 +17%
AI
6
Atria Investments
North Carolina
$10.7M +$2.21M +123,537 +25%
KF
7
KKM Financial
Illinois
$10.2M
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$5.53M +$5.23M +291,937 +1,239%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$3.32M -$42.4K -2,369 -1%
LPL Financial
10
LPL Financial
California
$2.48M +$517K +28,906 +26%
BAS
11
Breakthru Advisory Services
Wisconsin
$2.47M -$20.3M -1,132,214 -89%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$2.14M -$107K -5,959 -5%
QPW
13
Quantum Private Wealth
Florida
$1.09M +$53.7K +3,000 +5%
EH
14
Equitable Holdings
New York
$1.08M +$246K +13,762 +29%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$947K +$401K +22,425 +71%
GS
16
GTS Securities
New York
$938K -$276K -15,430 -22%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$678K +$19K +1,063 +3%
AF
18
Allworth Financial
California
$477K -$5.58K -312 -1%
IAA
19
Independent Advisor Alliance
North Carolina
$288K +$294K +16,453 New
FFA
20
Farther Finance Advisors
California
$31.8K +$32.2K +1,800 New
Jones Financial Companies
21
Jones Financial Companies
Missouri
$24.5K +$25.5K +1,422 New
BlackRock
22
BlackRock
New York
$10.4K +$10.6K +591 New
BGAI
23
Bruce G. Allen Investments
Colorado
$7.2K
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
-$3.35M -194,983 Closed
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
+$18 +1 New

ESN Hedge Fund Activity: Q1 2026 in Review

24 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Essential 40 Stock ETF (ESN) for Q1 2026, worth a combined $189M — up 1.9% from $186M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new ESN positions and 1 closed out — a net gain of 4 holders — while 11 added to existing stakes and 6 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $13.9M. The largest seller was Breakthru Advisory Services, cutting an estimated $20.3M.

  • 24 institutional investors held Essential 40 Stock ETF (ESN) as of Q1 2026, up from 20 in Q4 2025.
  • Funds reported $189M of Essential 40 Stock ETF stock for Q1 2026, up 1.9% quarter-over-quarter.
  • 5 funds opened new Essential 40 Stock ETF positions in Q1 2026 and 1 closed out, a net change of +4 holders.
  • The largest Essential 40 Stock ETF buyer in Q1 2026 was Raymond James Financial, an estimated $13.9M added.
  • The largest Essential 40 Stock ETF seller in Q1 2026 was Breakthru Advisory Services, an estimated $20.3M sold.

Based on aggregated 13F filings for Q1 2026.