Rockefeller Capital Management
CGMM

Rockefeller Capital Management’s Capital Group U.S. Small and Mid Cap ETF CGMM Stock Holding History

Rockefeller Capital Management’s Portfolio CGMM Stock Details CGMM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$12.3M Buy
372,277
+165,736
+80% +$5.22M 0.02% 652
2026
Q1 		$6.06M Buy
206,541
+141,816
+219% +$4.3M 0.01% 851
2025
Q4 		$1.87M Buy
+64,725
New +$1.84M ﹤0.01% 1272

Other funds holding CGMM

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Pathstone Holdings
Pathstone Holdings Englewood, New Jersey $34.3B AUM 27.35% 1-Year Est. Return
Jones Financial Companies
Jones Financial Companies Des Peres, Missouri $250B AUM 21.32% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
MFG
Merit Financial Group Alpharetta, Georgia $16.4B AUM 25.17% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Rockefeller Capital Management's CGMM Position: Q2 2026 in Review

Rockefeller Capital Management increased its Capital Group U.S. Small and Mid Cap ETF (CGMM) stake by 80% in Q2 2026, buying an estimated $5.22M and bringing the position to 372,277 shares worth $12.3M. The position accounts for 0.02% of the portfolio, ranked #652.

Rockefeller Capital Management first reported a position in CGMM in Q4 2025 and has held it in 3 quarters since. 226 funds tracked by Wall St. Rank hold CGMM as of Q2 2026.

  • Rockefeller Capital Management held 372,277 shares of Capital Group U.S. Small and Mid Cap ETF worth $12.3M as of Q2 2026.
  • Rockefeller Capital Management bought 165,736 Capital Group U.S. Small and Mid Cap ETF shares in Q2 2026, an estimated $5.22M.
  • Capital Group U.S. Small and Mid Cap ETF made up 0.02% of Rockefeller Capital Management's portfolio in Q2 2026, its #652 holding.
  • Rockefeller Capital Management first reported a position in Capital Group U.S. Small and Mid Cap ETF in Q4 2025 and has held it in 3 quarters since.
  • 226 funds tracked by Wall St. Rank held Capital Group U.S. Small and Mid Cap ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.