RCM

Regiment Capital Management Portfolio holdings

AUM $51.5M
1-Year Est. Return 17.16%
This Quarter Est. Return
1 Year Est. Return
-17.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$82.1M
AUM Growth
-$81.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
20
New
Increased
Reduced
Closed

Top Buys

No buys this quarter

Top Sells

1
+$13.8M
2
+$13.2M
3
+$11.6M
4
SB icon
Safe Bulkers
SB
+$5.44M
5
FST
FOREST OIL CORPORATION
FST
+$4.18M

Sector Composition

1 Industrials 32.6%
2 Materials 31.04%
3 Energy 25.52%
4 Consumer Discretionary 2.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXLL
1
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$25.5M 15.06%
600,000
NM
2
DELISTED
Navios Maritime Holdings Inc.
NM
$18.5M 10.94%
450,518
-4,002
WG
3
DELISTED
Willbros Group
WG
$16.9M 10.01%
2,702,088
-122,912
SB icon
4
Safe Bulkers
SB
$441M
$8.24M 4.87%
2,108,721
-1,391,279
BGB
5
Blackstone Strategic Credit 2027 Term Fund
BGB
$521M
$4.27M 2.53%
259,235
-175,000
HK
6
DELISTED
Halcon Resources Corporation
HK
$4M 2.37%
13,050
-290
WCIC
7
DELISTED
WCI Communities, Inc.
WCIC
$1.94M 1.15%
98,909
-591,847
ANR
8
DELISTED
Alpha Natural Resources Inc
ANR
$1.67M 0.99%
1,000,000
-200,000
SRS icon
9
ProShares UltraShort Real Estate
SRS
$21.7M
$1.01M 0.6%
2,490
GM icon
10
General Motors
GM
$55.6B
– –
0
SPY icon
11
SPDR S&P 500 ETF Trust
SPY
$660B
– –
0
VLO icon
12
Valero Energy
VLO
$49B
– –
0
AIF
13
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-175,000
MDR
14
DELISTED
McDermott International
MDR
– –
-770,788
BKS
15
DELISTED
Barnes & Noble
BKS
– –
0
BTU
16
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
0
UTIW
17
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-1,298,411
MILL
18
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
0
TLM
19
DELISTED
TALISMAN ENERGY INC
TLM
– –
0
FST
20
DELISTED
FOREST OIL CORPORATION
FST
– –
-3,572,890