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RCM

Regiment Capital Management Portfolio holdings

AUM $51.5M
1-Year Est. Return 38.47%
This Fund
S&P 500
This Quarter Est. Return
-14.15%
1 Year Est. Return
-38.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$169M
AUM Growth
-$427M
Cap. Flow
-$383M
Cap. Flow %
-226.14%
Top 10 Hldgs %
97.27%
Holding
21
New
–
Increased
–
Reduced
11
Closed
8

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
UTIW
UTI WORLDWIDE INC
UTIW
+$13.8M
2
MDR
McDermott International
MDR
+$13.2M
3
WCIC
WCI Communities, Inc.
WCIC
+$11M
4
SB icon
Safe Bulkers
SB
+$6.99M
5
FST
FOREST OIL CORPORATION
FST
+$4.18M

Sector Composition

Rank Sector Weight
1 Industrials 15.82%
2 Materials 15.06%
3 Energy 12.38%
4 Consumer Discretionary 1.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKS
1
CALL
DELISTED
Barnes & Noble
BKS
$44.2M 26.11%
2,902,757
-149,243
-5% -$2.12M
AXLL
2
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$25.5M 15.06%
600,000
– –
TLM
3
CALL
DELISTED
TALISMAN ENERGY INC
TLM
$24.3M 14.35%
3,100,000
-200,000
-6% -$1.26M
NM
4
DELISTED
Navios Maritime Holdings Inc.
NM
$18.5M 10.94%
450,518
-4,002
-0.9% -$200K
WG
5
DELISTED
Willbros Group
WG
$16.9M 10.01%
2,702,088
-122,912
-4% -$701K
BTU
6
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$12.4M 7.32%
106,667
-95,080
-47% -$14.2M
SB icon
7
Safe Bulkers
SB
$749M
$8.24M 4.87%
2,108,721
-1,391,279
-40% -$6.99M
HK
8
CALL
DELISTED
Halcon Resources Corporation
HK
$6.26M 3.7%
20,415
-21,202
-51% -$9.81M
BGB
9
Blackstone Strategic Credit 2027 Term Fund
BGB
$506M
$4.27M 2.53%
259,235
-175,000
-40% -$2.86M
HK
10
DELISTED
Halcon Resources Corporation
HK
$4M 2.37%
13,050
-290
-2% -$134K
WCIC
11
DELISTED
WCI Communities, Inc.
WCIC
$1.94M 1.15%
98,909
-591,847
-86% -$11M
ANR
12
DELISTED
Alpha Natural Resources Inc
ANR
$1.67M 0.99%
1,000,000
-200,000
-17% -$407K
SRS icon
13
ProShares UltraShort Real Estate
SRS
$15.4M
$1.01M 0.6%
2,490
– –
GM icon
14
CALL
General Motors
GM
$74.1B
– –
-1,061,200
Closed -$33.9M
SPY icon
15
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
– –
-1,250,000
Closed -$246M
VLO icon
16
CALL
Valero Energy
VLO
$92.3B
– –
-379,600
Closed -$17.6M
AIF
17
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-175,000
Closed -$3.03M
MDR
18
DELISTED
McDermott International
MDR
– –
-770,788
Closed -$13.2M
UTIW
19
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-1,298,411
Closed -$13.8M
MILL
20
PUT
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
– –
-212,500
Closed -$935K
FST
21
DELISTED
FOREST OIL CORPORATION
FST
– –
-3,572,890
Closed -$4.18M

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AIM
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NA
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LSVI
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CCM
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STIA
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GH
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Regiment Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Regiment Capital Management held 21 positions worth $169M, down 72% from $596M the previous quarter. Its ten largest holdings account for 97% of the portfolio.

Regiment Capital Management withdrew a net $383M in Q4 2014, closing 8 positions and reducing 11 holdings. Its most notable exit was UTI WORLDWIDE INC, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 16% of assets, up from 11% a quarter earlier, followed by Materials and Energy.

  • Regiment Capital Management's biggest Q4 2014 reduction was WCI Communities, Inc., cutting an estimated $11M.
  • Regiment Capital Management fully exited UTI WORLDWIDE INC in Q4 2014, selling an estimated $13.8M.
  • Regiment Capital Management's ten largest holdings make up 97% of its $169M portfolio in Q4 2014.
  • Regiment Capital Management opened 0 new positions and closed 8 in Q4 2014.
  • Regiment Capital Management's portfolio value fell 72% quarter-over-quarter to $169M.

Based on Regiment Capital Management's 13F filing for Q4 2014, filed 6 Feb 2015.