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RCM

Regiment Capital Management Portfolio holdings

AUM $51.5M
1-Year Est. Return 38.47%
This Fund
S&P 500
This Quarter Est. Return
+29.97%
1 Year Est. Return
-38.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$616M
AUM Growth
+$154M
Cap. Flow
+$86.5M
Cap. Flow %
14.04%
Top 10 Hldgs %
78.2%
Holding
21
New
4
Increased
3
Reduced
1
Closed
1

Top Buys

Rank Stock Value
1
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$25.6M
2
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$21.5M
3
APOL
Apollo Education Group Inc Class A
APOL
+$14.9M
4
AIF
Apollo Tactical Income Fund Inc.
AIF
+$9.94M
5
ANR
Alpha Natural Resources Inc
ANR
+$8.1M

Top Sells

Rank Stock Value
1
SEM
Select Medical
SEM
+$1.39M
2
XCO
Exco Resources
XCO
+$31.1K

Sector Composition

Rank Sector Weight
1 Industrials 12.69%
2 Healthcare 7.1%
3 Materials 3.85%
4 Consumer Discretionary 2.14%
5 Consumer Staples 1.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
1
PUT
Fastenal
FAST
$52B
$71M 11.52%
5,973,600
– –
WHR icon
2
PUT
Whirlpool
WHR
$2.41B
$59.7M 9.7%
380,800
– –
BTU
3
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$59.1M 9.59%
201,747
– –
NBR icon
4
CALL
Nabors Industries
NBR
$1.26B
$51M 8.27%
60,000
– –
VLO icon
5
CALL
Valero Energy
VLO
$92.3B
$46.9M 7.61%
929,600
– –
APOL
6
DELISTED
Apollo Education Group Inc Class A
APOL
$43.7M 7.1%
1,600,000
+600,000
+60% +$14.9M
GM icon
7
CALL
General Motors
GM
$74.3B
$43.4M 7.04%
1,061,200
– –
NM
8
DELISTED
Navios Maritime Holdings Inc.
NM
$41.8M 6.79%
374,520
– –
SB icon
9
Safe Bulkers
SB
$749M
$36.4M 5.91%
3,500,000
+500,000
+17% +$3.97M
FWLT
10
CALL
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
$28.8M 4.68%
872,700
– –
BGB
11
Blackstone Strategic Credit 2027 Term Fund
BGB
$506M
$25.4M 4.12%
+1,424,996
New +$25.6M
AXLL
12
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$23.7M 3.85%
+500,000
New +$21.5M
NFX
13
CALL
DELISTED
Newfield Exploration
NFX
$23.1M 3.74%
936,600
– –
HK
14
CALL
DELISTED
Halcon Resources Corporation
HK
$17.1M 2.77%
25,667
+5,046
+24% +$3.92M
WCIC
15
DELISTED
WCI Communities, Inc.
WCIC
$13.2M 2.14%
690,756
– –
AIF
16
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$10.3M 1.68%
+575,000
New +$9.94M
STRA icon
17
Strategic Education
STRA
$1.67B
$8.62M 1.4%
250,000
– –
ANR
18
DELISTED
Alpha Natural Resources Inc
ANR
$8.57M 1.39%
+1,200,000
New +$8.1M
XCO
19
DELISTED
Exco Resources
XCO
$2.64M 0.43%
33,113
-364
-1% -$31.1K
SRS icon
20
ProShares UltraShort Real Estate
SRS
$15.4M
$1.72M 0.28%
2,490
– –
SEM
21
DELISTED
Select Medical
SEM
– –
-318,664
Closed -$1.39M

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KC
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AIM
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NA
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LSVI
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CCM
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STIA
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GH
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Regiment Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Regiment Capital Management held 21 positions worth $616M, up 33% from $462M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Regiment Capital Management deployed $86.5M of net new capital in Q4 2013, opening 4 new positions and adding to 3 existing holdings. Its largest new stake was Blackstone Strategic Credit 2027 Term Fund: 1,424,996 shares worth $25.4M.

By sector, the portfolio is most concentrated in Industrials at 13% of assets, up from 10% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Exco Resources, an estimated $31.1K trimmed.

  • Regiment Capital Management's largest Q4 2013 buy was Blackstone Strategic Credit 2027 Term Fund: 1,424,996 shares worth $25.4M.
  • Regiment Capital Management added most to Apollo Education Group Inc Class A in Q4 2013, an estimated $14.9M increase.
  • Regiment Capital Management's biggest Q4 2013 reduction was Exco Resources, cutting an estimated $31.1K.
  • Regiment Capital Management fully exited Select Medical in Q4 2013, selling an estimated $1.39M.
  • Regiment Capital Management's ten largest holdings make up 78% of its $616M portfolio in Q4 2013.
  • Regiment Capital Management opened 4 new positions and closed 1 in Q4 2013.
  • Regiment Capital Management's portfolio value rose 33% quarter-over-quarter to $616M.

Based on Regiment Capital Management's 13F filing for Q4 2013, filed 3 Feb 2014.