RCM

Regiment Capital Management Portfolio holdings

AUM $51.5M
1-Year Est. Return 17.16%
This Quarter Est. Return
1 Year Est. Return
-17.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
+$119M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
21
New
Increased
Reduced
Closed

Top Buys

1
+$25.4M
2
+$23.7M
3
+$16.4M
4
AIF
Apollo Tactical Income Fund Inc.
AIF
+$10.3M
5
ANR
Alpha Natural Resources Inc
ANR
+$8.57M

Top Sells

1
+$1.39M
2
+$29K

Sector Composition

1 Industrials 36.19%
2 Healthcare 20.23%
3 Materials 10.98%
4 Consumer Discretionary 6.1%
5 Consumer Staples 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$43.7M 7.1%
1,600,000
+600,000
2
$41.8M 6.79%
374,520
3
$36.4M 5.91%
3,500,000
+500,000
4
$25.4M 4.12%
+1,424,996
5
$23.7M 3.85%
+500,000
6
$13.2M 2.14%
690,756
7
$10.3M 1.68%
+575,000
8
$8.62M 1.4%
250,000
9
$8.57M 1.39%
+1,200,000
10
$2.64M 0.43%
33,113
-364
11
$1.72M 0.28%
2,490
12
– –
0
13
– –
0
14
– –
0
15
– –
-318,664
16
– –
0
17
– –
0
18
– –
0
19
– –
0
20
– –
0
21
– –
0