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RCM

Regiment Capital Management Portfolio holdings

AUM $51.5M
1-Year Est. Return 38.47%
This Fund
S&P 500
This Quarter Est. Return
-26.43%
1 Year Est. Return
-38.47%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$596M
AUM Growth
+$157M
Cap. Flow
+$276M
Cap. Flow %
46.34%
Top 10 Hldgs %
85.54%
Holding
21
New
2
Increased
3
Reduced
5
Closed
–

Top Buys

Rank Stock Value
1
HK
Halcon Resources Corporation
HK
+$7.37M
2
WG
Willbros Group
WG
+$3.55M

Top Sells

Rank Stock Value
1
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$17.1M
2
AIF
Apollo Tactical Income Fund Inc.
AIF
+$7.13M
3
UTIW
UTI WORLDWIDE INC
UTIW
+$4.56M
4
MDR
McDermott International
MDR
+$1.35M
5
FST
FOREST OIL CORPORATION
FST
+$775K

Sector Composition

Rank Sector Weight
1 Industrials 10.71%
2 Energy 6.18%
3 Materials 3.61%
4 Consumer Discretionary 2.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
$246M 41.33%
+1,250,000
New +$247M
BKS
2
CALL
DELISTED
Barnes & Noble
BKS
$39.5M 6.63%
3,052,000
+1,074,762
+54% +$15.7M
BTU
3
CALL
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$37.5M 6.29%
201,747
– –
GM icon
4
CALL
General Motors
GM
$73.7B
$33.9M 5.69%
1,061,200
– –
TLM
5
CALL
DELISTED
TALISMAN ENERGY INC
TLM
$28.5M 4.79%
+3,300,000
New +$33.3M
HK
6
CALL
DELISTED
Halcon Resources Corporation
HK
$28.4M 4.77%
41,617
– –
NM
7
DELISTED
Navios Maritime Holdings Inc.
NM
$27.3M 4.58%
454,520
– –
WG
8
DELISTED
Willbros Group
WG
$23.5M 3.95%
2,825,000
+325,000
+13% +$3.55M
SB icon
9
Safe Bulkers
SB
$755M
$23.3M 3.91%
3,500,000
– –
AXLL
10
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$21.5M 3.61%
600,000
– –
VLO icon
11
CALL
Valero Energy
VLO
$92.6B
$17.6M 2.95%
379,600
– –
UTIW
12
DELISTED
UTI WORLDWIDE INC
UTIW
$13.8M 2.32%
1,298,411
-451,589
-26% -$4.56M
MDR
13
DELISTED
McDermott International
MDR
$13.2M 2.22%
770,788
-62,545
-8% -$1.35M
WCIC
14
DELISTED
WCI Communities, Inc.
WCIC
$12.7M 2.14%
690,756
– –
HK
15
DELISTED
Halcon Resources Corporation
HK
$9.11M 1.53%
13,340
+7,540
+130% +$7.37M
BGB
16
Blackstone Strategic Credit 2027 Term Fund
BGB
$506M
$7.29M 1.22%
434,235
-990,761
-70% -$17.1M
FST
17
DELISTED
FOREST OIL CORPORATION
FST
$4.18M 0.7%
3,572,890
-427,110
-11% -$775K
AIF
18
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$3.03M 0.51%
175,000
-400,000
-70% -$7.13M
ANR
19
DELISTED
Alpha Natural Resources Inc
ANR
$2.98M 0.5%
1,200,000
– –
SRS icon
20
ProShares UltraShort Real Estate
SRS
$15.4M
$1.3M 0.22%
2,490
– –
MILL
21
PUT
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$935K 0.16%
212,500
– –

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KC
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AIM
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NA
NSB Advisors Fishkill, New York $80.2M AUM 3.16% 1-Year Est. Return
LSVI
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CCM
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STIA
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GH
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Regiment Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Regiment Capital Management held 21 positions worth $596M, up 36% from $439M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Regiment Capital Management deployed $276M of net new capital in Q3 2014, opening 2 new positions and adding to 3 existing holdings.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, down from 23% a quarter earlier, followed by Energy and Materials.

On the sell side, the largest reduction was Blackstone Strategic Credit 2027 Term Fund, an estimated $17.1M trimmed.

  • Regiment Capital Management added most to Halcon Resources Corporation in Q3 2014, an estimated $7.37M increase.
  • Regiment Capital Management's biggest Q3 2014 reduction was Blackstone Strategic Credit 2027 Term Fund, cutting an estimated $17.1M.
  • Regiment Capital Management's ten largest holdings make up 86% of its $596M portfolio in Q3 2014.
  • Regiment Capital Management opened 2 new positions and closed 0 in Q3 2014.
  • Regiment Capital Management's portfolio value rose 36% quarter-over-quarter to $596M.

Based on Regiment Capital Management's 13F filing for Q3 2014, filed 12 Nov 2014.