RCM

Radcliffe Capital Management Portfolio holdings

AUM $1.31B
This Quarter Return
+2.12%
1 Year Return
+0.24%
3 Year Return
-6.47%
5 Year Return
-24.86%
10 Year Return
-24.99%
AUM
$1.42B
AUM Growth
+$1.42B
Cap. Flow
+$370M
Cap. Flow %
26.12%
Top 10 Hldgs %
34.18%
Holding
455
New
168
Increased
21
Reduced
12
Closed
94

Top Buys

1
ENPC
Executive Network Partnering Corporation
ENPC
$10.5M
2
FTOC
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$9.27M
3
CFIVU
CF Acquisition Corp. IV Unit
CFIVU
$9.26M
4
CRHC
Cohn Robbins Holdings Corp.
CRHC
$9.24M
5
ASTR
Astra Space, Inc. Class A Common Stock
ASTR
$9.12M

Top Sells

1
FTOCU
FTAC Olympus Acquisition Corp. Unit
FTOCU
$10M
2
NSH.U
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$8.05M
3
CRHC.U
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$7.57M
4
SRTA
Strata Critical Medical, Inc. Class A Common Stock
SRTA
$7.09M
5
SVACU
Starboard Value Acquisition Corp. Unit
SVACU
$7.07M

Sector Composition

1 Financials 17.26%
2 Healthcare 5.09%
3 Consumer Discretionary 4.56%
4 Industrials 4.44%
5 Technology 2.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COEPW icon
326
Coeptis Therapeutics Holdings, Inc. Warrants
COEPW
$70.8K
– –
0
– –
CSWC icon
327
Capital Southwest
CSWC
$1.27B
– –
-57,961
Closed -$814K
ETWO
328
DELISTED
E2open Parent Holdings
ETWO
– –
-200,000
Closed -$2.08M
EVGOW icon
329
EVgo Inc. Warrants
EVGOW
$2.9M
– –
0
– –
FDUS icon
330
Fidus Investment
FDUS
$757M
– –
-108,888
Closed -$1.07M
FSK icon
331
FS KKR Capital
FSK
$5.06B
– –
-49,600
Closed -$787K
GBDC icon
332
Golub Capital BDC
GBDC
$3.91B
– –
-150,000
Closed -$1.99M
GSBD icon
333
Goldman Sachs BDC
GSBD
$1.3B
– –
-37,547
Closed -$565K
HIMS icon
334
Hims & Hers Health
HIMS
$10.3B
– –
-80,000
Closed -$940K
HTGC icon
335
Hercules Capital
HTGC
$3.5B
– –
-140,000
Closed -$1.62M
KPLTW icon
336
Katapult Holdings, Inc. Warrant
KPLTW
$56K
– –
0
– –
MAIN icon
337
Main Street Capital
MAIN
$5.88B
– –
-13,800
Closed -$408K
MNTS icon
338
Momentus
MNTS
$15.1M
– –
-302,800
Closed -$3.05M
MVST icon
339
Microvast
MVST
$864M
– –
-18,340
Closed -$187K
MYPSW icon
340
PLAYSTUDIOS, Inc. Warrant
MYPSW
$2.31M
– –
0
– –
NMFC icon
341
New Mountain Finance
NMFC
$1.12B
– –
-67,900
Closed -$649K
NVVE icon
342
Nuvve Holding Corp
NVVE
$6.7M
– –
-50,000
Closed -$497K
NVVEW icon
343
Newborn Acquisition Corp. Warrant
NVVEW
$59.4K
– –
0
– –
OBDC icon
344
Blue Owl Capital
OBDC
$7.28B
– –
-100,000
Closed -$1.21M
OCSL icon
345
Oaktree Specialty Lending
OCSL
$1.22B
– –
-294,400
Closed -$1.43M
ORGNW icon
346
Origin Materials, Inc. Warrants
ORGNW
$2.65M
– –
0
– –
PNNT
347
Pennant Park Investment Corp
PNNT
$470M
– –
-131,633
Closed -$420K
QSIAW
348
Quantum-Si Incorporated Warrant
QSIAW
$72.3M
– –
0
– –
SAR icon
349
Saratoga Investment
SAR
$403M
– –
-65,000
Closed -$1.09M
SCM icon
350
Stellus Capital Investment Corp
SCM
$411M
– –
-85,665
Closed -$745K
12 13
14
15 16