Providence Capital Advisors’s Principal Exchange-Traded Funds Principal US Mega-Cap ETF USMC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-400	Closed	-$16K	–	345
2021 Q2	$16K	Buy	+400	New	+$16K	0.01%	201