Prospera Financial Services’s Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX Stock Holding History

Prospera Financial Services’s Portfolio QQQX Stock Details QQQX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,750	Closed	-$38K	–	1405
2022 Q2	$38K	Buy	1,750 +1,000	+133%	+$24.6K	﹤0.01%	1087
2022 Q1	$21K	Buy	+750	New	+$20.3K	﹤0.01%	1720
2020 Q4	–	Sell	-450	Closed	-$11K	–	1340
2020 Q3	$11K	Buy	+450	New	+$11.1K	﹤0.01%	1096

Other funds holding QQQX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Prospera Financial Services's QQQX Position: Q3 2022 in Review

Prospera Financial Services sold out of Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) in Q3 2022, closing a stake of 1,750 shares — an estimated $38K sold.

Prospera Financial Services first reported a position in QQQX in Q3 2020 and held it in 3 quarters. The position peaked at $38K in Q2 2022. 95 funds tracked by Wall St. Rank hold QQQX as of Q3 2022.

Prospera Financial Services reported no remaining Nuveen NASDAQ 100 Dynamic Overwrite Fund position as of Q3 2022 after selling out during the quarter.
Prospera Financial Services sold 1,750 Nuveen NASDAQ 100 Dynamic Overwrite Fund shares in Q3 2022, an estimated $38K.
Prospera Financial Services first reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q3 2020 and held it in 3 quarters.
Prospera Financial Services's Nuveen NASDAQ 100 Dynamic Overwrite Fund position peaked at $38K in Q2 2022.
95 funds tracked by Wall St. Rank held Nuveen NASDAQ 100 Dynamic Overwrite Fund as of Q3 2022.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.