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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAFT icon
2426
Safety Insurance
SAFT
$1.52B
$10.4K ﹤0.01%
127
-15
-11% -$1.23K
ICFI icon
2427
ICF International
ICFI
$1.45B
$10.3K ﹤0.01%
62
-51
-45% -$7.84K
LPG icon
2428
Dorian LPG
LPG
$1.89B
$10.3K ﹤0.01%
300
– –
KEX icon
2429
Kirby Corp
KEX
$7.76B
$10.3K ﹤0.01%
84
+9
+12% +$1.07K
XHE icon
2430
State Street SPDR S&P Health Care Equipment ETF
XHE
$158M
$10.2K ﹤0.01%
113
– –
QJUN icon
2431
FT Vest Growth-100 Buffer ETF June
QJUN
$643M
$10.2K ﹤0.01%
378
– –
NSSC icon
2432
Napco Security Technologies
NSSC
$1.3B
$10.2K ﹤0.01%
251
+155
+161% +$7.6K
ARC
2433
DELISTED
ARC Document Solutions, Inc.
ARC
$10.1K ﹤0.01%
3,000
– –
WPM icon
2434
Wheaton Precious Metals
WPM
$50.9B
$10.1K ﹤0.01%
166
-64
-28% -$3.81K
JAZZ icon
2435
Jazz Pharmaceuticals
JAZZ
$16.2B
$10.1K ﹤0.01%
91
-10
-10% -$1.1K
SKYT icon
2436
SkyWater Technology
SKYT
$1.53B
$10.1K ﹤0.01%
1,110
– –
CMC icon
2437
Commercial Metals
CMC
$7.53B
$10.1K ﹤0.01%
183
-177
-49% -$9.57K
AEG icon
2438
Aegon
AEG
$13.4B
$10K ﹤0.01%
1,572
+73
+5% +$452
VTRS icon
2439
Viatris
VTRS
$20.5B
$10K ﹤0.01%
865
-2,358
-73% -$27.2K
RDIV icon
2440
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
$9.99K ﹤0.01%
200
– –
UMBF icon
2441
UMB Financial
UMBF
$10.7B
$9.98K ﹤0.01%
95
+63
+197% +$6.14K
LNW
2442
DELISTED
Light & Wonder
LNW
$9.98K ﹤0.01%
110
+11
+11% +$1.15K
FLMB icon
2443
Franklin Municipal Green Bond ETF
FLMB
$75.1M
$9.98K ﹤0.01%
408
– –
EQAL icon
2444
Invesco Russell 1000 Equal Weight ETF
EQAL
$818M
$9.97K ﹤0.01%
205
+111
+118% +$5.15K
SERV
2445
Serve Robotics
SERV
$407M
$9.94K ﹤0.01%
+1,250
New +$10.8K
USCI icon
2446
US Commodity Index
USCI
$365M
$9.92K ﹤0.01%
159
– –
GUT
2447
Gabelli Utility Trust
GUT
$566M
$9.87K ﹤0.01%
1,898
+3
+0.2% +$17
SKYW icon
2448
Skywest
SKYW
$4.44B
$9.86K ﹤0.01%
116
-22
-16% -$1.73K
PAX icon
2449
Patria Investments
PAX
$1.76B
$9.81K ﹤0.01%
878
– –
CCK icon
2450
Crown Holdings
CCK
$12.9B
$9.78K ﹤0.01%
102
-36
-26% -$3.1K
96 97
98
99 100

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.