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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRW
2376
TCW ETF Trust TCW Durable Growth ETF
GRW
$64.4M
$11.5K ﹤0.01%
310
– –
GBCI icon
2377
Glacier Bancorp
GBCI
$6.42B
$11.5K ﹤0.01%
251
+47
+23% +$2.03K
CLF icon
2378
Cleveland-Cliffs
CLF
$6.95B
$11.5K ﹤0.01%
897
+21
+2% +$285
GFL icon
2379
GFL Environmental
GFL
$14.1B
$11.4K ﹤0.01%
287
– –
CBZ icon
2380
CBIZ
CBZ
$2.45B
$11.4K ﹤0.01%
170
+60
+55% +$4.36K
CLOU icon
2381
Global X Cloud Computing ETF
CLOU
$228M
$11.4K ﹤0.01%
553
-100
-15% -$1.97K
NXTG icon
2382
First Trust Indxx NextG ETF
NXTG
$528M
$11.4K ﹤0.01%
130
– –
DENN
2383
DELISTED
Denny's
DENN
$11.4K ﹤0.01%
1,760
– –
CRC icon
2384
California Resources
CRC
$4.53B
$11.3K ﹤0.01%
216
-291
-57% -$14.7K
FDIQ
2385
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$52.5M
$11.3K ﹤0.01%
200
– –
WELD
2386
Tema U.S. Manufacturing & Reshoring ETF
WELD
$289M
$11.3K ﹤0.01%
300
+200
+200% +$7.17K
PDP icon
2387
Invesco Dorsey Wright Momentum ETF
PDP
$1.44B
$11.3K ﹤0.01%
109
– –
WCC
2388
WESCO International
WCC
$16.1B
$11.3K ﹤0.01%
67
-55
-45% -$8.93K
XSHQ icon
2389
Invesco S&P SmallCap Quality ETF
XSHQ
$249M
$11.3K ﹤0.01%
260
– –
NYT icon
2390
New York Times
NYT
$11.9B
$11.2K ﹤0.01%
202
+92
+84% +$4.95K
OGIG icon
2391
ALPS O'Shares Global Internet Giants ETF
OGIG
$100M
$11.2K ﹤0.01%
269
-200
-43% -$7.78K
PTEN icon
2392
Patterson-UTI
PTEN
$3.58B
$11.2K ﹤0.01%
1,460
-162
-10% -$1.49K
CSQ icon
2393
Calamos Strategic Total Return Fund
CSQ
$3.18B
$11.2K ﹤0.01%
643
– –
ROKU icon
2394
Roku
ROKU
$21.2B
$11.1K ﹤0.01%
149
-68
-31% -$4.36K
CNXC icon
2395
Concentrix
CNXC
$1.5B
$11.1K ﹤0.01%
217
-48
-18% -$3.21K
GL icon
2396
Globe Life
GL
$13.6B
$11.1K ﹤0.01%
105
-6
-5% -$575
DUHP icon
2397
Dimensional US High Profitability ETF
DUHP
$12.4B
$11.1K ﹤0.01%
+326
New +$10.7K
FLCH icon
2398
Franklin FTSE China ETF
FLCH
$280M
$11.1K ﹤0.01%
551
– –
NWN icon
2399
Northwest Natural Holdings
NWN
$2.18B
$11.1K ﹤0.01%
271
-29
-10% -$1.13K
SPFF icon
2400
Global X SuperIncome Preferred ETF
SPFF
$139M
$11.1K ﹤0.01%
1,135
– –
94 95
96
97 98

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.