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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUN icon
2326
Huntsman Corp
HUN
$2B
– –
-166
Closed -$1.49K
HWC icon
2327
Hancock Whitney
HWC
$6.19B
– –
-64
Closed -$4.01K
HWKN icon
2328
Hawkins
HWKN
$2.99B
– –
-173
Closed -$31.6K
HXL icon
2329
Hexcel
HXL
$8.3B
– –
-1,218
Closed -$76.4K
HYBB icon
2330
iShares BB Rated Corporate Bond ETF
HYBB
$411M
– –
-465
Closed -$22K
HYD icon
2331
VanEck High Yield Muni ETF
HYD
$4.45B
– –
-4,064
Closed -$207K
HYDR icon
2332
Global X Hydrogen ETF
HYDR
$78.7M
– –
-20
Closed -$689
HYEM icon
2333
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
– –
-1,695
Closed -$34K
HYFI icon
2334
AB High Yield ETF
HYFI
$330M
– –
-743
Closed -$28.2K
HYGW icon
2335
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
– –
-520
Closed -$15.8K
HYLS icon
2336
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
– –
-2,031
Closed -$85.4K
HYS icon
2337
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-105
Closed -$10K
PPLI
2338
People Inc
PPLI
$3.13B
– –
-946
Closed -$32.2K
IAI icon
2339
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
– –
-141
Closed -$24.9K
IAK icon
2340
iShares US Insurance ETF
IAK
$525M
– –
-8
Closed -$1.07K
IAT icon
2341
iShares US Regional Banks ETF
IAT
$682M
– –
-1,369
Closed -$71.9K
IBBQ icon
2342
Invesco NASDAQ Biotechnology ETF
IBBQ
$76.7M
– –
-965
Closed -$23.5K
IBD icon
2343
Inspire Corporate Bond ETF
IBD
$482M
– –
-2,990
Closed -$72.2K
IBDQ
2344
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-21,524
Closed -$542K
IBDV icon
2345
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
– –
-1,394
Closed -$30.9K
IBDW icon
2346
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.5B
– –
-1,460
Closed -$31K
IBDX icon
2347
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.71B
– –
-214
Closed -$5.48K
IBHG icon
2348
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$508M
– –
-902
Closed -$20.3K
IBHE
2349
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
– –
-4,253
Closed -$98.8K
IBHH icon
2350
iShares iBonds 2028 Term High Yield and Income ETF
IBHH
$452M
– –
-5,074
Closed -$121K
92 93
94
95 96

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.