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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HNST icon
2301
The Honest Company
HNST
$421M
– –
-561
Closed -$2.06K
HOG icon
2302
Harley-Davidson
HOG
$2.66B
– –
-127
Closed -$3.54K
HOLX
2303
DELISTED
Hologic
HOLX
– –
-884
Closed -$59.7K
HOMB icon
2304
Home BancShares
HOMB
$6.31B
– –
-904
Closed -$25.6K
HOPE icon
2305
Hope Bancorp
HOPE
$1.8B
– –
-191
Closed -$2.06K
HOV icon
2306
Hovnanian Enterprises
HOV
$800M
– –
-47
Closed -$6.04K
HP icon
2307
Helmerich & Payne
HP
$3.31B
– –
-462
Closed -$10.2K
HPP
2308
Hudson Pacific Properties
HPP
$765M
– –
-744
Closed -$14.4K
HQL
2309
abrdn Life Sciences Investors
HQL
$589M
– –
-768
Closed -$11.9K
HQI icon
2310
HireQuest
HQI
$193M
– –
-10
Closed -$96
HQY icon
2311
HealthEquity
HQY
$8.46B
– –
-72
Closed -$6.82K
HR icon
2312
Healthcare Realty
HR
$7.58B
– –
-3,200
Closed -$57.7K
HRL icon
2313
Hormel Foods
HRL
$14.1B
– –
-2,760
Closed -$68.3K
HRB icon
2314
H&R Block
HRB
$5.7B
– –
-597
Closed -$30.2K
HRTG icon
2315
Heritage Insurance Holdings
HRTG
$905M
– –
-750
Closed -$18.9K
HRTS icon
2316
Tema ETF Trust Tema Heart & Health ETF
HRTS
$55.7M
– –
-75
Closed -$2.32K
HRZN icon
2317
Horizon Technology Finance
HRZN
$295M
– –
-83
Closed -$506
HSIC icon
2318
Henry Schein
HSIC
$9.76B
– –
-61
Closed -$4.05K
HSII
2319
DELISTED
Heidrick & Struggles
HSII
– –
-34
Closed -$1.69K
HSTM icon
2320
HealthStream
HSTM
$843M
– –
-165
Closed -$4.66K
HTD
2321
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
– –
-222
Closed -$5.5K
HTH icon
2322
Hilltop Holdings
HTH
$2.28B
– –
-1,228
Closed -$41K
HUBG icon
2323
HUB Group
HUBG
$2.92B
– –
-47
Closed -$1.62K
HUBS icon
2324
HubSpot
HUBS
$12.2B
– –
-172
Closed -$80.5K
HUM icon
2325
Humana
HUM
$46.7B
– –
-614
Closed -$160K
91 92
93
94 95

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.