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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMRK icon
2276
Newmark Group
NMRK
$2.89B
$26.2K ﹤0.01%
1,404
+29
+2% +$471
KLIC icon
2277
Kulicke & Soffa
KLIC
$4.71B
$26.1K ﹤0.01%
643
– –
EIG icon
2278
Employers Holdings
EIG
$919M
$26.1K ﹤0.01%
615
-1
-0.2% -$44
EOI
2279
Eaton Vance Enhanced Equity Income Fund
EOI
$807M
$26.1K ﹤0.01%
1,241
+23
+2% +$485
FOUR icon
2280
Shift4
FOUR
$4.21B
$25.9K ﹤0.01%
335
-18
-5% -$1.67K
ASB icon
2281
Associated Banc-Corp
ASB
$5.82B
$25.9K ﹤0.01%
1,008
+23
+2% +$590
CNX icon
2282
CNX Resources
CNX
$4.76B
$25.9K ﹤0.01%
807
-271
-25% -$8.3K
TTAN
2283
ServiceTitan Inc
TTAN
$7.61B
$25.9K ﹤0.01%
257
+64
+33% +$7.02K
GAB icon
2284
Gabelli Equity Trust
GAB
$1.76B
$25.9K ﹤0.01%
4,247
+100
+2% +$600
XSHQ icon
2285
Invesco S&P SmallCap Quality ETF
XSHQ
$251M
$25.9K ﹤0.01%
601
+273
+83% +$11.7K
ARRY icon
2286
Array Technologies
ARRY
$789M
$25.8K ﹤0.01%
3,171
+2,999
+1,744% +$22.7K
CVMC icon
2287
Calvert US Mid-Cap Core Responsible Index ETF
CVMC
$107M
$25.8K ﹤0.01%
+407
New +$25.4K
FTV icon
2288
Fortive
FTV
$19.6B
$25.8K ﹤0.01%
527
-13,845
-96% -$682K
CNS icon
2289
Cohen & Steers
CNS
$4.23B
$25.8K ﹤0.01%
393
+23
+6% +$1.69K
SSRM icon
2290
SSR Mining
SSRM
$5.31B
$25.7K ﹤0.01%
1,054
+204
+24% +$3.45K
IVES
2291
Dan IVES Wedbush AI Revolution ETF
IVES
$965M
$25.7K ﹤0.01%
+800
New +$23K
SLRC icon
2292
SLR Investment Corp
SLRC
$717M
$25.6K ﹤0.01%
+1,677
New +$27.3K
NMR icon
2293
Nomura Holdings
NMR
$28.2B
$25.6K ﹤0.01%
3,523
+974
+38% +$6.84K
HOMB icon
2294
Home BancShares
HOMB
$6.27B
$25.6K ﹤0.01%
904
-19
-2% -$552
CVSB icon
2295
Calvert Ultra-Short Investment Grade ETF
CVSB
$218M
$25.5K ﹤0.01%
+502
New +$25.5K
HIW icon
2296
Highwoods Properties
HIW
$3.7B
$25.4K ﹤0.01%
799
+44
+6% +$1.35K
BSJR icon
2297
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$25.4K ﹤0.01%
1,118
– –
ITUB icon
2298
Itaú Unibanco
ITUB
$92.5B
$25.3K ﹤0.01%
3,545
+725
+26% +$4.79K
REZ icon
2299
iShares Residential and Multisector Real Estate ETF
REZ
$905M
$25.2K ﹤0.01%
296
+134
+83% +$11.1K
FELE icon
2300
Franklin Electric
FELE
$4.99B
$25.1K ﹤0.01%
264
– –
90 91
92
93 94

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.