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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
2276
Compass Diversified
CODI
$780M
$14.4K ﹤0.01%
650
– –
AGNT
2277
AGNT Inc
AGNT
$666M
$14.4K ﹤0.01%
1,019
-504
-33% -$6.49K
TOWN icon
2278
Towne Bank
TOWN
$3.51B
$14.2K ﹤0.01%
431
+410
+1,952% +$13.2K
MDGL icon
2279
Madrigal Pharmaceuticals
MDGL
$12.4B
$14.2K ﹤0.01%
67
-81
-55% -$20.7K
PFSI icon
2280
PennyMac Financial
PFSI
$4.46B
$14.1K ﹤0.01%
124
-22
-15% -$2.25K
APPF icon
2281
AppFolio
APPF
$6.56B
$14.1K ﹤0.01%
60
– –
FSS icon
2282
Federal Signal
FSS
$7.13B
$14.1K ﹤0.01%
151
-56
-27% -$5.12K
DEEF icon
2283
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$54.9M
$14K ﹤0.01%
454
-1,260
-74% -$37.7K
Z icon
2284
Zillow
Z
$7.66B
$14K ﹤0.01%
220
-296
-57% -$15.9K
PLAY icon
2285
Dave & Buster's
PLAY
$359M
$14K ﹤0.01%
411
-23
-5% -$784
VABK icon
2286
Virginia National Bankshares
VABK
$248M
$14K ﹤0.01%
336
– –
JACK icon
2287
Jack in the Box
JACK
$310M
$14K ﹤0.01%
300
+17
+6% +$854
SYBT icon
2288
Stock Yards Bancorp
SYBT
$2.5B
$13.9K ﹤0.01%
+225
New +$13K
ONB icon
2289
Old National Bancorp
ONB
$10.2B
$13.9K ﹤0.01%
747
+38
+5% +$712
GOLF icon
2290
Acushnet Holdings
GOLF
$6.05B
$13.8K ﹤0.01%
217
-359
-62% -$23.7K
TTGT icon
2291
TechTarget
TTGT
$322M
$13.8K ﹤0.01%
565
-89
-14% -$2.5K
RGS icon
2292
Regis Corp
RGS
$67.5M
$13.8K ﹤0.01%
500
– –
TILE icon
2293
Interface
TILE
$2B
$13.6K ﹤0.01%
719
+612
+572% +$10.6K
MTSI icon
2294
MACOM Technology Solutions
MTSI
$19B
$13.6K ﹤0.01%
122
+12
+11% +$1.26K
JPSE icon
2295
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$597M
$13.5K ﹤0.01%
282
– –
JEF icon
2296
Jefferies Financial Group
JEF
$13.2B
$13.5K ﹤0.01%
220
+40
+22% +$2.27K
SNX icon
2297
TD Synnex
SNX
$19.5B
$13.4K ﹤0.01%
112
-58
-34% -$6.71K
GABC icon
2298
German American Bancorp
GABC
$1.9B
$13.4K ﹤0.01%
+347
New +$13.3K
IAI icon
2299
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
$13.4K ﹤0.01%
105
+1
+1% +$124
WAL icon
2300
Western Alliance Bancorporation
WAL
$9.09B
$13.4K ﹤0.01%
155
+55
+55% +$4.23K
90 91
92
93 94

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.