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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBC icon
2251
Great Southern Bancorp
GSBC
$879M
– –
-1,000
Closed -$61.3K
GSEP icon
2252
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
– –
-1,000
Closed -$38.1K
GSEW icon
2253
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.91B
– –
-921
Closed -$78.3K
GSL icon
2254
Global Ship Lease
GSL
$1.57B
– –
-272
Closed -$8.35K
GT icon
2255
Goodyear
GT
$2.12B
– –
-83
Closed -$621
GTLS
2256
DELISTED
Chart Industries
GTLS
– –
-6
Closed -$1.2K
GTY
2257
Getty Realty Corp
GTY
$2.12B
– –
-88
Closed -$2.36K
GUT
2258
Gabelli Utility Trust
GUT
$573M
– –
-2,126
Closed -$12.9K
GVA icon
2259
Granite Construction
GVA
$5.31B
– –
-5
Closed -$548
GWH icon
2260
ESS Tech
GWH
$22.1M
– –
-108
Closed -$164
GWRE icon
2261
Guidewire Software
GWRE
$13.3B
– –
-551
Closed -$127K
GXC icon
2262
State Street SPDR S&P China ETF
GXC
$453M
– –
-15
Closed -$1.57K
GXO icon
2263
GXO Logistics
GXO
$6.13B
– –
-142
Closed -$7.51K
GYRE icon
2264
Gyre Therapeutics
GYRE
$668M
– –
-85
Closed -$634
HAE icon
2265
Haemonetics
HAE
$3.75B
– –
-30
Closed -$1.46K
HAIN icon
2266
Hain Celestial
HAIN
$44.8M
– –
-238
Closed -$376
HAP icon
2267
VanEck Natural Resources ETF
HAP
$299M
– –
-323
Closed -$18.4K
HARD icon
2268
Simplify Commodities Strategy No K-1 ETF
HARD
$79.4M
– –
-50
Closed -$1.51K
HASI icon
2269
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
– –
-143
Closed -$4.39K
HAUZ icon
2270
Xtrackers International Real Estate ETF
HAUZ
$1.07B
– –
-5
Closed -$118
HAYW icon
2271
Hayward Holdings
HAYW
$3.28B
– –
-218
Closed -$3.3K
HBI
2272
DELISTED
Hanesbrands
HBI
– –
-54,419
Closed -$359K
HCI icon
2273
HCI Group
HCI
$2.29B
– –
-125
Closed -$24K
HCKT icon
2274
Hackett Group
HCKT
$266M
– –
-788
Closed -$15K
HCM icon
2275
HUTCHMED
HCM
$1.93B
– –
-16
Closed -$252
89 90
91
92 93

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.