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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
2251
Pinduoduo
PDD
$122B
$27.5K ﹤0.01%
208
+139
+201% +$16.5K
AUB icon
2252
Atlantic Union Bankshares
AUB
$6.08B
$27.5K ﹤0.01%
779
+138
+22% +$4.69K
FEGE
2253
First Eagle Global Equity ETF
FEGE
$2.2B
$27.3K ﹤0.01%
617
-3
-0.5% -$126
SCHY icon
2254
Schwab International Dividend Equity ETF
SCHY
$2.48B
$27.1K ﹤0.01%
970
– –
TPL icon
2255
Texas Pacific Land
TPL
$27B
$27.1K ﹤0.01%
87
-12
-12% -$3.78K
OVV icon
2256
Ovintiv
OVV
$16.3B
$27K ﹤0.01%
668
-565
-46% -$23K
HHH icon
2257
Howard Hughes
HHH
$3.97B
$27K ﹤0.01%
328
-48
-13% -$3.56K
HYBX
2258
TCW High Yield Bond ETF
HYBX
$31.4M
$26.9K ﹤0.01%
877
– –
PWRD
2259
TCW Transform Systems ETF
PWRD
$1.4B
$26.9K ﹤0.01%
275
– –
AAMI
2260
Acadian Asset Management
AAMI
$2.94B
$26.8K ﹤0.01%
+556
New +$24.8K
PPC icon
2261
Pilgrim's Pride
PPC
$7.16B
$26.8K ﹤0.01%
657
+322
+96% +$14.6K
UTI icon
2262
Universal Technical Institute
UTI
$2.15B
$26.8K ﹤0.01%
822
+155
+23% +$4.55K
ZIM icon
2263
ZIM Integrated Shipping Services
ZIM
$2.92B
$26.7K ﹤0.01%
1,973
+390
+25% +$5.92K
ACA icon
2264
Arcosa
ACA
$7.13B
$26.7K ﹤0.01%
285
+106
+59% +$9.86K
ETO
2265
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$496M
$26.6K ﹤0.01%
966
+44
+5% +$1.21K
SW
2266
Smurfit Westrock
SW
$26.7B
$26.6K ﹤0.01%
625
+4
+0.6% +$181
FPX icon
2267
First Trust US Equity Opportunities ETF
FPX
$1.46B
$26.6K ﹤0.01%
160
-56
-26% -$8.53K
DSEP icon
2268
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$26.5K ﹤0.01%
600
– –
SSD icon
2269
Simpson Manufacturing
SSD
$8.32B
$26.5K ﹤0.01%
158
-2
-1% -$358
DIVS icon
2270
Guinness Atkinson Dividend Builder ETF
DIVS
$41M
$26.5K ﹤0.01%
850
– –
ORI icon
2271
Old Republic International
ORI
$10.8B
$26.4K ﹤0.01%
623
+64
+11% +$2.47K
IQM icon
2272
Franklin Intelligent Machines ETF
IQM
$92.7M
$26.4K ﹤0.01%
302
+17
+6% +$1.36K
IMCB icon
2273
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$26.2K ﹤0.01%
316
– –
NOG icon
2274
Northern Oil and Gas
NOG
$2.17B
$26.2K ﹤0.01%
1,057
+282
+36% +$7.48K
ARMK icon
2275
Aramark
ARMK
$15.1B
$26.2K ﹤0.01%
682
+107
+19% +$4.33K
89 90
91
92 93

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.