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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAY
2251
DELISTED
Dayforce
DAY
$15.4K ﹤0.01%
252
+12
+5% +$661
EXEL icon
2252
Exelixis
EXEL
$14.1B
$15.4K ﹤0.01%
594
+122
+26% +$3.03K
CARG icon
2253
CarGurus
CARG
$3.27B
$15.4K ﹤0.01%
513
+435
+558% +$11.7K
CSW
2254
CSW Industrials
CSW
$4.83B
$15.4K ﹤0.01%
42
+7
+20% +$2.19K
PTRB icon
2255
PGIM Total Return Bond ETF
PTRB
$1.11B
$15.4K ﹤0.01%
359
– –
GAP
2256
The Gap Inc
GAP
$7.28B
$15.3K ﹤0.01%
696
+96
+16% +$2.13K
TIPX icon
2257
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.01B
$15.3K ﹤0.01%
808
– –
AAL icon
2258
American Airlines Group
AAL
$10.1B
$15.3K ﹤0.01%
1,361
+558
+69% +$5.9K
MDU icon
2259
MDU Resources
MDU
$4.35B
$15.2K ﹤0.01%
1,004
-68
-6% -$968
CLH icon
2260
Clean Harbors
CLH
$16B
$15.2K ﹤0.01%
63
– –
TCBK icon
2261
TriCo Bancshares
TCBK
$1.84B
$15.1K ﹤0.01%
353
-42
-11% -$1.81K
AEM icon
2262
Agnico Eagle Mines
AEM
$71.6B
$15K ﹤0.01%
187
-72
-28% -$5.58K
OXM icon
2263
Oxford Industries
OXM
$623M
$14.9K ﹤0.01%
172
-3
-2% -$276
CART icon
2264
Maplebear
CART
$10.6B
$14.9K ﹤0.01%
+365
New +$12.8K
CAVA icon
2265
CAVA Group
CAVA
$7.55B
$14.9K ﹤0.01%
120
-330
-73% -$33.5K
EVH icon
2266
Evolent Health
EVH
$413M
$14.8K ﹤0.01%
525
-4
-0.8% -$103
WOOD icon
2267
iShares Global Timber & Forestry ETF
WOOD
$266M
$14.8K ﹤0.01%
172
– –
LNC icon
2268
Lincoln National
LNC
$8.18B
$14.8K ﹤0.01%
470
-81
-15% -$2.52K
KE
2269
Kimball Electronics
KE
$589M
$14.8K ﹤0.01%
799
+8
+1% +$160
SGI
2270
Somnigroup International
SGI
$15.2B
$14.6K ﹤0.01%
268
-272
-50% -$13.8K
DFAU icon
2271
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$14.5K ﹤0.01%
+365
New +$13.9K
CIVI
2272
DELISTED
Civitas Resources
CIVI
$14.4K ﹤0.01%
285
-32
-10% -$1.98K
GJUL icon
2273
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
$14.4K ﹤0.01%
400
– –
ABFL
2274
Abacus FCF Leaders ETF
ABFL
$521M
$14.4K ﹤0.01%
221
– –
NVEE
2275
DELISTED
NV5 Global
NVEE
$14.4K ﹤0.01%
616
-28
-4% -$665
89 90
91
92 93

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.