We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMAR icon
2226
FT Vest US Equity Moderate Buffer ETF March
GMAR
$395M
– –
-500
Closed -$20.1K
GMAY icon
2227
FT Vest US Equity Moderate Buffer ETF May
GMAY
$527M
– –
-2,685
Closed -$109K
GME icon
2228
GameStop
GME
$9.94B
– –
-520
Closed -$14.2K
GMED icon
2229
Globus Medical
GMED
$10.9B
– –
-306
Closed -$17.5K
GNFT
2230
DELISTED
Genfit
GNFT
– –
-24
Closed -$91
GNOV icon
2231
FT Vest US Equity Moderate Buffer ETF November
GNOV
$295M
– –
-862
Closed -$32.8K
GNRC icon
2232
Generac Holdings
GNRC
$11.5B
– –
-1,114
Closed -$186K
GNTX icon
2233
Gentex
GNTX
$5.12B
– –
-2,018
Closed -$57.1K
GNW icon
2234
Genworth Financial
GNW
$3.85B
– –
-26
Closed -$231
GO icon
2235
Grocery Outlet
GO
$902M
– –
-56
Closed -$899
GOLF icon
2236
Acushnet Holdings
GOLF
$6.05B
– –
-220
Closed -$17.3K
B
2237
Barrick Mining
B
$61.5B
– –
-1,905
Closed -$62.4K
GPIQ icon
2238
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.87B
– –
-635
Closed -$33.3K
GPK icon
2239
Graphic Packaging
GPK
$3.45B
– –
-2,072
Closed -$40.5K
GPMT
2240
Granite Point Mortgage Trust
GPMT
$63.3M
– –
-41
Closed -$123
GPN icon
2241
Global Payments
GPN
$23.9B
– –
-2,459
Closed -$204K
GPOR icon
2242
Gulfport Energy Corp
GPOR
$2.76B
– –
-203
Closed -$36.7K
GRAB icon
2243
Grab
GRAB
$14.1B
– –
-2,495
Closed -$15K
GRFS
2244
Grifois
GRFS
$5.44B
– –
-698
Closed -$6.95K
GREK
2245
Global X MSCI Greece ETF
GREK
$291M
– –
-384
Closed -$24.7K
GRND icon
2246
Grindr
GRND
$2.95B
– –
-53
Closed -$796
GRPM icon
2247
Invesco S&P MidCap 400 GARP ETF
GRPM
$492M
– –
-789
Closed -$95.2K
GRPN icon
2248
Groupon
GRPN
$1.07B
– –
-36
Closed -$841
GRWG icon
2249
GrowGeneration
GRWG
$88.3M
– –
-100
Closed -$187
GRX
2250
Gabelli Healthcare & Wellness Trust
GRX
$143M
– –
-50
Closed -$454
88 89
90
91 92

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.