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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
iShares Core High Dividend ETF
HDV
$15.4B
| $6.44M | 0.09% |
237,190
+13,345
| +6% | +$355K |
2023 Q4
9 quarters
|
|
202
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
| $6.43M | 0.09% |
44,120
+1,180
| +3% | +$178K |
2023 Q4
9 quarters
|
|
203
BlackRock Large Cap Core ETF
BLCR
$9.61B
| $6.39M | 0.09% |
+155,678
| New | +$6.67M |
2026 Q1
0 quarters
|
|
204
Procter & Gamble
PG
$365B
| $6.39M | 0.09% |
44,240
+2,528
| +6% | +$383K |
2023 Q4
9 quarters
|
|
205
iShares MSCI USA Momentum Factor ETF
MTUM
$19.1B
| $6.38M | 0.09% |
26,597
+14,137
| +113% | +$3.55M |
2023 Q4
9 quarters
|
|
206
Oracle
ORCL
$408B
| $6.35M | 0.09% |
43,156
-946
| -2% | -$154K |
2023 Q4
9 quarters
|
|
207
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
$4.13B
| $6.26M | 0.09% |
+191,256
| New | +$6.66M |
2026 Q1
0 quarters
|
|
208
Micron Technology
MU
$1.05T
| $6.24M | 0.09% |
18,484
+3,833
| +26% | +$1.5M |
2023 Q4
9 quarters
|
|
209
Thermo Fisher Scientific
TMO
$258B
| $6.21M | 0.09% |
12,642
+3,460
| +38% | +$1.88M |
2023 Q4
9 quarters
|
|
210
Elevance Health
ELV
$92.9B
| $6.14M | 0.09% |
20,959
+2,110
| +11% | +$693K |
2023 Q4
9 quarters
|
|
211
Uber
UBER
$146B
| $6.12M | 0.09% |
85,033
+6,427
| +8% | +$495K |
2023 Q4
9 quarters
|
|
212
Global X Defense Tech ETF
SHLD
$6.45B
| $6.09M | 0.09% |
85,971
+22,753
| +36% | +$1.7M |
2024 Q4
5 quarters
|
|
213
Schwab Short-Term US Treasury ETF
SCHO
$15.4B
| $6.04M | 0.09% |
249,015
+18,451
| +8% | +$449K |
2023 Q4
9 quarters
|
|
214
Eaton Vance Total Return Bond ETF
EVTR
$6.2B
| $6.03M | 0.09% |
118,860
+5,145
| +5% | +$265K |
2024 Q1
8 quarters
|
|
215
Union Pacific
UNP
$172B
| $6.03M | 0.09% |
24,842
+555
| +2% | +$136K |
2023 Q4
9 quarters
|
|
216
AstraZeneca
AZN
$259B
| $6.02M | 0.09% |
30,501
+737
| +2% | +$142K |
2023 Q4
9 quarters
|
|
217
Invesco S&P MidCap Quality ETF
XMHQ
$5.5B
| $6.01M | 0.09% |
58,105
-8,953
| -13% | -$950K |
2023 Q4
9 quarters
|
|
218
GE Aerospace
GE
$324B
| $5.99M | 0.09% |
21,094
+295
| +1% | +$92.7K |
2023 Q4
9 quarters
|
|
219
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.02B
| $5.95M | 0.09% |
47,783
+16,686
| +54% | +$2.13M |
2023 Q4
9 quarters
|
|
220
JPMorgan Municipal ETF
JMUB
$8.59B
| $5.93M | 0.09% |
118,715
+27,064
| +30% | +$1.37M |
2023 Q4
9 quarters
|
|
221
JPMorgan Core Plus Bond ETF
JCPB
$15.8B
| $5.92M | 0.09% |
125,695
+3,375
| +3% | +$160K |
2025 Q2
3 quarters
|
|
222
Fidelity Quality Factor ETF
FQAL
$1.44B
| $5.91M | 0.09% |
81,411
-27,807
| -25% | -$2.1M |
2023 Q4
9 quarters
|
|
223
Walt Disney
DIS
$191B
| $5.86M | 0.09% |
60,843
-3,660
| -6% | -$387K |
2023 Q4
9 quarters
|
|
224
Cencora
COR
$65.2B
| $5.83M | 0.09% |
18,564
+3,370
| +22% | +$1.18M |
2023 Q4
9 quarters
|
|
225
NextEra Energy
NEE
$165B
| $5.8M | 0.09% |
62,399
+14,738
| +31% | +$1.31M |
2023 Q4
9 quarters
|
|
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Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.