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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHR icon
201
Danaher
DHR
$135B
$3.98M 0.1%
14,311
+1,412
+11% +$374K
BNDX icon
202
Vanguard Total International Bond ETF
BNDX
$82B
$3.98M 0.1%
79,111
+4,236
+6% +$210K
ANGL icon
203
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$3.95M 0.1%
134,409
+3,096
+2% +$89.5K
VOE icon
204
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.95M 0.1%
23,547
+926
+4% +$147K
PANW icon
205
Palo Alto Networks
PANW
$264B
$3.94M 0.1%
23,076
+326
+1% +$54.9K
PGR icon
206
Progressive
PGR
$124B
$3.93M 0.1%
15,494
-311
-2% -$72.3K
AIQ icon
207
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$3.93M 0.09%
105,607
+7,756
+8% +$272K
CGMU icon
208
Capital Group Municipal Income ETF
CGMU
$6.35B
$3.92M 0.09%
142,824
+129,174
+946% +$3.52M
BN icon
209
Brookfield
BN
$102B
$3.89M 0.09%
109,748
-4,533
-4% -$143K
BAC icon
210
Bank of America
BAC
$435B
$3.85M 0.09%
96,930
+13,105
+16% +$525K
ISTB icon
211
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$3.84M 0.09%
78,812
+8,152
+12% +$392K
ISRG icon
212
Intuitive Surgical
ISRG
$121B
$3.83M 0.09%
7,790
-153
-2% -$71.2K
IWR icon
213
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.83M 0.09%
43,399
-1,614
-4% -$136K
LIN icon
214
Linde
LIN
$237B
$3.81M 0.09%
7,993
+1,027
+15% +$469K
SLQD icon
215
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$3.8M 0.09%
75,266
-720
-0.9% -$35.9K
EFG icon
216
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$3.79M 0.09%
35,233
+11,427
+48% +$1.19M
RTX icon
217
RTX Corp
RTX
$287B
$3.75M 0.09%
30,926
+2,008
+7% +$229K
AXP icon
218
American Express
AXP
$223B
$3.73M 0.09%
13,771
+1,193
+9% +$297K
ABT icon
219
Abbott
ABT
$180B
$3.69M 0.09%
32,370
+3,952
+14% +$433K
CGGO icon
220
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$3.66M 0.09%
121,440
+30,859
+34% +$904K
XLV icon
221
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.6M 0.09%
23,357
+139
+0.6% +$21.1K
ADSK icon
222
Autodesk
ADSK
$44.3B
$3.59M 0.09%
13,034
+527
+4% +$133K
MO icon
223
Altria Group
MO
$122B
$3.59M 0.09%
70,295
+3,738
+6% +$189K
CLOI icon
224
VanEck CLO ETF
CLOI
$1.48B
$3.58M 0.09%
+67,582
New +$3.57M
ENB icon
225
Enbridge
ENB
$124B
$3.55M 0.09%
87,523
-5,266
-6% -$203K
7 8
9
10 11

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.