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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEN icon
2201
Gen Digital
GEN
$16.5B
– –
-2,138
Closed -$60.7K
GENI icon
2202
Genius Sports
GENI
$1.95B
– –
-46
Closed -$569
GFL icon
2203
GFL Environmental
GFL
$14.1B
– –
-171
Closed -$8.1K
GFS icon
2204
GlobalFoundries
GFS
$26.9B
– –
-512
Closed -$18.4K
GGB icon
2205
Gerdau
GGB
$9.72B
– –
-68
Closed -$211
GGG icon
2206
Graco
GGG
$13.3B
– –
-1,297
Closed -$110K
GH icon
2207
Guardant Health
GH
$19B
– –
-441
Closed -$27.6K
GHC icon
2208
Graham Holdings Company
GHC
$5.23B
– –
-168
Closed -$198K
GHYB icon
2209
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$133M
– –
-397
Closed -$18.2K
GIB icon
2210
CGI
GIB
$15B
– –
-52
Closed -$4.63K
GIC icon
2211
Global Industrial
GIC
$1.39B
– –
-55
Closed -$2.02K
GINN icon
2212
Goldman Sachs Innovate Equity ETF
GINN
$203M
– –
-61
Closed -$4.53K
GILT icon
2213
Gilat Satellite Networks
GILT
$812M
– –
-157
Closed -$2.04K
GJAN icon
2214
FT Vest US Equity Moderate Buffer ETF January
GJAN
$434M
– –
-2,760
Closed -$115K
GJUL icon
2215
FT Vest US Equity Moderate Buffer ETF July
GJUL
$390M
– –
-925
Closed -$37.5K
GJUN icon
2216
FT Vest US Equity Moderate Buffer ETF June
GJUN
$513M
– –
-5,350
Closed -$208K
GKOS icon
2217
Glaukos
GKOS
$8.89B
– –
-8
Closed -$652
GL icon
2218
Globe Life
GL
$13.9B
– –
-170
Closed -$24.3K
GLIN icon
2219
VanEck India Growth Leaders ETF
GLIN
$95.8M
– –
-9
Closed -$402
GLOB icon
2220
Globant
GLOB
$1.52B
– –
-243
Closed -$13.9K
GLOF icon
2221
iShares Global Equity Factor ETF
GLOF
$213M
– –
-1,138
Closed -$58.7K
GSWO
2222
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.7B
– –
-112,151
Closed -$6.39M
LKFT
2223
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.84B
– –
-184
Closed -$6.37K
GLRY icon
2224
Inspire Growth ETF
GLRY
$165M
– –
-17
Closed -$632
GMAB icon
2225
Genmab
GMAB
$17.8B
– –
-2,730
Closed -$83.7K
87 88
89
90 91

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.