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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLD icon
2201
Americold
COLD
$4.17B
$31K ﹤0.01%
2,535
-611
-19% -$9.1K
IBDW icon
2202
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.5B
$31K ﹤0.01%
1,460
+387
+36% +$8.15K
ZETA icon
2203
Zeta Global
ZETA
$5.46B
$31K ﹤0.01%
1,559
-1,316
-46% -$23.6K
LOPE icon
2204
Grand Canyon Education
LOPE
$3.99B
$31K ﹤0.01%
141
+40
+40% +$7.68K
INCM icon
2205
Franklin Income Focus ETF
INCM
$1.7B
$30.9K ﹤0.01%
1,115
-340
-23% -$9.34K
BLBD icon
2206
Blue Bird Corp
BLBD
$2.34B
$30.9K ﹤0.01%
537
+260
+94% +$13.6K
IBDV icon
2207
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
$30.9K ﹤0.01%
1,394
+370
+36% +$8.14K
APA icon
2208
APA Corp
APA
$12.3B
$30.9K ﹤0.01%
1,271
+630
+98% +$13.3K
MDYV icon
2209
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
$30.7K ﹤0.01%
368
-59
-14% -$4.86K
LIF
2210
Life360
LIF
$4.59B
$30.6K ﹤0.01%
288
+13
+5% +$1.09K
KNF icon
2211
Knife River
KNF
$4.48B
$30.6K ﹤0.01%
398
+24
+6% +$1.96K
VAW icon
2212
Vanguard Materials ETF
VAW
$3.05B
$30.5K ﹤0.01%
149
-16
-10% -$3.25K
CHY
2213
Calamos Convertible and High Income Fund
CHY
$1B
$30.5K ﹤0.01%
2,714
+6
+0.2% +$66
LRGF icon
2214
iShares US Equity Factor ETF
LRGF
$3.55B
$30.3K ﹤0.01%
439
+63
+17% +$4.19K
PVH icon
2215
PVH
PVH
$4.01B
$30.3K ﹤0.01%
362
+1
+0.3% +$79
TECH icon
2216
Bio-Techne
TECH
$11.2B
$30.3K ﹤0.01%
545
+124
+29% +$6.64K
BROS icon
2217
Dutch Bros
BROS
$8.87B
$30.3K ﹤0.01%
579
-68
-11% -$4.3K
CGCB icon
2218
Capital Group Core Bond ETF
CGCB
$5.73B
$30.3K ﹤0.01%
1,139
-125
-10% -$3.3K
DOCT
2219
FT Vest US Equity Deep Buffer ETF October
DOCT
$383M
$30.2K ﹤0.01%
700
– –
HRB icon
2220
H&R Block
HRB
$5.7B
$30.2K ﹤0.01%
597
-340
-36% -$18K
DGT icon
2221
State Street SPDR Global Dow ETF
DGT
$611M
$30.1K ﹤0.01%
186
– –
ABEV icon
2222
Ambev
ABEV
$48.4B
$29.8K ﹤0.01%
13,385
+412
+3% +$943
PHO icon
2223
Invesco Water Resources ETF
PHO
$2.05B
$29.8K ﹤0.01%
413
-17
-4% -$1.22K
EG icon
2224
Everest Group
EG
$15.8B
$29.8K ﹤0.01%
85
-90
-51% -$30.4K
EWG icon
2225
iShares MSCI Germany ETF
EWG
$1.56B
$29.7K ﹤0.01%
713
-59
-8% -$2.47K
87 88
89
90 91

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.