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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BANF icon
2176
BancFirst
BANF
$3.89B
$32.4K ﹤0.01%
256
+83
+48% +$10.7K
LSTR icon
2177
Landstar System
LSTR
$6.29B
$32.4K ﹤0.01%
264
+10
+4% +$1.33K
PPLI
2178
People Inc
PPLI
$3.13B
$32.2K ﹤0.01%
946
-21
-2% -$784
QMAR icon
2179
FT Vest Growth-100 Buffer ETF March
QMAR
$558M
$32.2K ﹤0.01%
1,000
– –
KCE icon
2180
State Street SPDR S&P Capital Markets ETF
KCE
$461M
$32.1K ﹤0.01%
210
– –
SMDV icon
2181
ProShares Russell 2000 Dividend Growers ETF
SMDV
$709M
$32.1K ﹤0.01%
481
– –
SUN icon
2182
Sunoco
SUN
$14.4B
$32K ﹤0.01%
641
-686
-52% -$35.7K
RQI icon
2183
Cohen & Steers Quality Income Realty Fund
RQI
$1.72B
$32K ﹤0.01%
2,565
– –
PFFA icon
2184
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
$32K ﹤0.01%
1,473
+767
+109% +$16.6K
CHH icon
2185
Choice Hotels
CHH
$5.22B
$32K ﹤0.01%
299
-238
-44% -$29.1K
PPH icon
2186
VanEck Pharmaceutical ETF
PPH
$987M
$31.9K ﹤0.01%
353
– –
FEMB icon
2187
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$31.8K ﹤0.01%
1,083
-18
-2% -$523
FSS icon
2188
Federal Signal
FSS
$7.19B
$31.7K ﹤0.01%
266
-7
-3% -$840
XJUN icon
2189
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$137M
$31.7K ﹤0.01%
750
– –
INFY icon
2190
Infosys
INFY
$50B
$31.6K ﹤0.01%
1,944
-679
-26% -$11.7K
HWKN icon
2191
Hawkins
HWKN
$2.99B
$31.6K ﹤0.01%
173
-38
-18% -$6.35K
UGI icon
2192
UGI
UGI
$7.92B
$31.5K ﹤0.01%
948
+141
+17% +$4.93K
PDM
2193
Piedmont Realty Trust
PDM
$1.2B
$31.5K ﹤0.01%
+3,500
New +$28.2K
COLL icon
2194
Collegium Pharmaceutical
COLL
$1.16B
$31.5K ﹤0.01%
900
– –
AVAV icon
2195
AeroVironment
AVAV
$7.91B
$31.5K ﹤0.01%
100
-611
-86% -$158K
FJAN icon
2196
FT Vest US Equity Buffer ETF January
FJAN
$1.42B
$31.4K ﹤0.01%
627
– –
RNG icon
2197
RingCentral
RNG
$4.77B
$31.2K ﹤0.01%
1,102
+524
+91% +$15.3K
NMB
2198
Simplify National Muni Bond ETF
NMB
$48.6M
$31.2K ﹤0.01%
1,237
+19
+2% +$467
AGNG icon
2199
Global X Aging Population ETF
AGNG
$88.7M
$31.2K ﹤0.01%
932
-2,457
-72% -$80.6K
AHR icon
2200
American Healthcare REIT
AHR
$11.1B
$31.1K ﹤0.01%
741
-83
-10% -$3.34K
86 87
88
89 90

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.