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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
2176
PIMCO Income Strategy Fund II
PFN
$692M
$17.8K ﹤0.01%
2,340
– –
SBCF icon
2177
Seacoast Banking Corp of Florida
SBCF
$3.27B
$17.8K ﹤0.01%
669
-14
-2% -$370
JLL icon
2178
Jones Lang LaSalle
JLL
$15.9B
$17.8K ﹤0.01%
66
-2
-3% -$485
MGY icon
2179
Magnolia Oil & Gas
MGY
$5.55B
$17.8K ﹤0.01%
729
+26
+4% +$655
TDS icon
2180
Telephone and Data Systems
TDS
$3.87B
$17.8K ﹤0.01%
765
-118
-13% -$2.57K
SMAR
2181
DELISTED
Smartsheet Inc.
SMAR
$17.8K ﹤0.01%
321
+293
+1,046% +$14.2K
NMIH icon
2182
NMI Holdings
NMIH
$3.34B
$17.7K ﹤0.01%
+430
New +$16.6K
SIHY icon
2183
Harbor Ares Systematic High Yield ETF
SIHY
$149M
$17.7K ﹤0.01%
379
– –
QQXT icon
2184
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$157M
$17.7K ﹤0.01%
190
– –
XSW icon
2185
State Street SPDR S&P Software & Services ETF
XSW
$436M
$17.7K ﹤0.01%
110
– –
JAVA icon
2186
JPMorgan Active Value ETF
JAVA
$6.81B
$17.6K ﹤0.01%
+275
New +$16.9K
SCCO icon
2187
Southern Copper
SCCO
$140B
$17.6K ﹤0.01%
161
+111
+222% +$10.9K
DIOD icon
2188
Diodes
DIOD
$3.69B
$17.6K ﹤0.01%
274
-58
-17% -$4.02K
AAAU icon
2189
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.44B
$17.5K ﹤0.01%
674
+414
+159% +$10.1K
B
2190
DELISTED
Barnes Group Inc.
B
$17.5K ﹤0.01%
434
-27
-6% -$1.06K
SCS
2191
DELISTED
Steelcase
SCS
$17.4K ﹤0.01%
1,292
-7
-0.5% -$94
KXI icon
2192
iShares Global Consumer Staples ETF
KXI
$1.08B
$17.4K ﹤0.01%
265
-35
-12% -$2.22K
NOG icon
2193
Northern Oil and Gas
NOG
$2.16B
$17.4K ﹤0.01%
492
-161
-25% -$6.14K
FLMX icon
2194
Franklin FTSE Mexico ETF
FLMX
$85.9M
$17.4K ﹤0.01%
651
-407
-38% -$11.3K
MOO icon
2195
VanEck Agribusiness ETF
MOO
$998M
$17.4K ﹤0.01%
230
– –
LRN icon
2196
Stride
LRN
$4.08B
$17.2K ﹤0.01%
202
+79
+64% +$6.11K
PACS icon
2197
PACS Group
PACS
$7.43B
$17.2K ﹤0.01%
+430
New +$15.6K
EPS icon
2198
WisdomTree US LargeCap Fund
EPS
$1.58B
$17.2K ﹤0.01%
286
– –
SEM
2199
DELISTED
Select Medical
SEM
$17.1K ﹤0.01%
909
+135
+17% +$2.59K
ESGV icon
2200
Vanguard ESG US Stock ETF
ESGV
$13B
$17.1K ﹤0.01%
168
– –
86 87
88
89 90

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.