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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GUNR icon
2151
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
$18.7K ﹤0.01%
453
-3
-0.7% -$120
NBB icon
2152
Nuveen Taxable Municipal Income Fund
NBB
$449M
$18.6K ﹤0.01%
1,120
– –
BUCK icon
2153
Simplify Stable Income ETF
BUCK
$480M
$18.5K ﹤0.01%
754
– –
HCKT icon
2154
Hackett Group
HCKT
$266M
$18.5K ﹤0.01%
705
+3
+0.4% +$75
LXFR icon
2155
Luxfer Holdings
LXFR
$456M
$18.5K ﹤0.01%
1,430
+733
+105% +$8.53K
TWST icon
2156
Twist Bioscience
TWST
$5.51B
$18.4K ﹤0.01%
408
-395
-49% -$18.8K
CNH
2157
CNH Industrial
CNH
$14.2B
$18.4K ﹤0.01%
1,656
-45
-3% -$458
CTRE icon
2158
CareTrust REIT
CTRE
$10.1B
$18.4K ﹤0.01%
595
+55
+10% +$1.56K
BSJO
2159
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$18.4K ﹤0.01%
808
-285
-26% -$6.47K
HAP icon
2160
VanEck Natural Resources ETF
HAP
$299M
$18.3K ﹤0.01%
348
– –
SPTM icon
2161
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$18.3K ﹤0.01%
262
-564
-68% -$38.1K
EIG icon
2162
Employers Holdings
EIG
$912M
$18.3K ﹤0.01%
382
+23
+6% +$1.06K
IBRN icon
2163
iShares Neuroscience and Healthcare ETF
IBRN
$5.62M
$18.3K ﹤0.01%
+732
New +$18.3K
ELME
2164
Elme Communities
ELME
$142M
$18.3K ﹤0.01%
1,041
– –
FELV icon
2165
Fidelity Enhanced Large Cap Value ETF
FELV
$3.26B
$18.2K ﹤0.01%
587
-1,025
-64% -$30.4K
DRH icon
2166
Diamondrock Hospitality Co
DRH
$2.67B
$18.1K ﹤0.01%
2,074
-5
-0.2% -$42
WTBA icon
2167
West Bancorporation
WTBA
$477M
$18.1K ﹤0.01%
950
– –
FBZ
2168
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$18K ﹤0.01%
1,592
– –
SPYI icon
2169
NEOS S&P 500 High Income ETF
SPYI
$10.7B
$18K ﹤0.01%
352
+152
+76% +$7.65K
TMFC icon
2170
Motley Fool 100 Index ETF
TMFC
$2.01B
$18K ﹤0.01%
320
+120
+60% +$6.5K
EWT icon
2171
iShares MSCI Taiwan ETF
EWT
$9.59B
$18K ﹤0.01%
334
– –
CVCO icon
2172
Cavco Industries
CVCO
$4.54B
$18K ﹤0.01%
42
– –
FORM icon
2173
FormFactor
FORM
$6.88B
$17.9K ﹤0.01%
390
-96
-20% -$4.79K
MT icon
2174
ArcelorMittal
MT
$50.7B
$17.9K ﹤0.01%
683
-380
-36% -$8.7K
MBSD icon
2175
FlexShares Disciplined Duration MBS Index Fund
MBSD
$89M
$17.8K ﹤0.01%
+850
New +$17.6K
85 86
87
88 89

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.