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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
2151
TriCo Bancshares
TCBK
$1.85B
$15K ﹤0.01%
407
– –
ACVU
2152
Hartford Alpha Capture Value ETF
ACVU
$186M
$14.9K ﹤0.01%
609
– –
AAL icon
2153
American Airlines Group
AAL
$10.2B
$14.9K ﹤0.01%
972
+54
+6% +$783
MDU icon
2154
MDU Resources
MDU
$4.31B
$14.9K ﹤0.01%
1,065
+27
+3% +$312
MGY icon
2155
Magnolia Oil & Gas
MGY
$5.55B
$14.8K ﹤0.01%
572
+191
+50% +$4.19K
RIVN icon
2156
Rivian
RIVN
$24.2B
$14.8K ﹤0.01%
1,355
-67
-5% -$966
DAY
2157
DELISTED
Dayforce
DAY
$14.8K ﹤0.01%
224
-18
-7% -$1.23K
HFRO
2158
Highland Opportunities and Income Fund
HFRO
$406M
$14.8K ﹤0.01%
2,108
-2,000
-49% -$13.5K
NWG icon
2159
NatWest
NWG
$70.6B
$14.8K ﹤0.01%
2,174
+1,929
+787% +$11.4K
PQDI
2160
Principal Spectrum Preferred and Income ETF
PQDI
$69.4M
$14.8K ﹤0.01%
792
+131
+20% +$2.41K
DWX icon
2161
State Street SPDR S&P International Dividend ETF
DWX
$527M
$14.8K ﹤0.01%
420
-29
-6% -$1.01K
SPTM icon
2162
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$14.8K ﹤0.01%
230
– –
AI icon
2163
C3.ai
AI
$1.38B
$14.7K ﹤0.01%
544
+99
+22% +$2.78K
NU icon
2164
Nu Holdings
NU
$70.9B
$14.6K ﹤0.01%
1,226
+86
+8% +$878
EWT icon
2165
iShares MSCI Taiwan ETF
EWT
$9.59B
$14.6K ﹤0.01%
300
– –
PGP
2166
PIMCO Global StockPLUS & Income Fund
PGP
$96.8M
$14.6K ﹤0.01%
1,907
– –
WOOD icon
2167
iShares Global Timber & Forestry ETF
WOOD
$266M
$14.5K ﹤0.01%
172
– –
ELME
2168
Elme Communities
ELME
$142M
$14.5K ﹤0.01%
1,041
– –
GAP
2169
The Gap Inc
GAP
$7.28B
$14.5K ﹤0.01%
526
-3
-0.6% -$63
AHR icon
2170
American Healthcare REIT
AHR
$11.1B
$14.4K ﹤0.01%
+979
New +$13.5K
ATI icon
2171
ATI
ATI
$25.5B
$14.3K ﹤0.01%
280
+63
+29% +$2.85K
CBRL icon
2172
Cracker Barrel
CBRL
$1.2B
$14.3K ﹤0.01%
197
-4
-2% -$290
NXJ
2173
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$14.3K ﹤0.01%
1,185
– –
X
2174
DELISTED
US Steel
X
$14.3K ﹤0.01%
351
+66
+23% +$3.02K
JHG
2175
DELISTED
Janus Henderson
JHG
$14.3K ﹤0.01%
435
-71
-14% -$2.17K
85 86
87
88 89

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.