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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEC icon
2126
Orion
OEC
$389M
$19.9K ﹤0.01%
+1,120
New +$21.6K
INMD icon
2127
InMode
INMD
$870M
$19.9K ﹤0.01%
1,176
-6
-0.5% -$101
PB icon
2128
Prosperity Bancshares
PB
$8.91B
$19.8K ﹤0.01%
275
+9
+3% +$629
LGND icon
2129
Ligand Pharmaceuticals
LGND
$5.88B
$19.8K ﹤0.01%
198
+151
+321% +$15.2K
ASB icon
2130
Associated Banc-Corp
ASB
$5.84B
$19.8K ﹤0.01%
918
+25
+3% +$543
FOVL
2131
DELISTED
iShares Focused Value Factor ETF
FOVL
$19.8K ﹤0.01%
+290
New +$18.6K
ALLY icon
2132
Ally Financial
ALLY
$13.5B
$19.8K ﹤0.01%
555
+207
+59% +$8.28K
RLI icon
2133
RLI Corp
RLI
$5.97B
$19.7K ﹤0.01%
254
-4
-2% -$296
ATRC icon
2134
AtriCure
ATRC
$2.02B
$19.6K ﹤0.01%
699
+120
+21% +$2.96K
AZTA icon
2135
Azenta
AZTA
$1.3B
$19.6K ﹤0.01%
404
-485
-55% -$25.2K
INVA icon
2136
Innoviva
INVA
$1.6B
$19.5K ﹤0.01%
1,010
+32
+3% +$590
CLFD icon
2137
Clearfield
CLFD
$397M
$19.5K ﹤0.01%
500
– –
RGCO icon
2138
RGC Resources
RGCO
$239M
$19.4K ﹤0.01%
858
-49
-5% -$1.02K
FSV icon
2139
FirstService
FSV
$6.58B
$19.3K ﹤0.01%
106
+79
+293% +$13.6K
KWR icon
2140
Quaker Houghton
KWR
$2.57B
$19.2K ﹤0.01%
114
+3
+3% +$507
ILTB icon
2141
iShares Core 10+ Year USD Bond ETF
ILTB
$599M
$19.2K ﹤0.01%
360
+267
+287% +$13.9K
KOS icon
2142
Kosmos Energy
KOS
$1.44B
$19.1K ﹤0.01%
4,744
+406
+9% +$1.98K
RSPU icon
2143
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$550M
$19.1K ﹤0.01%
278
-156
-36% -$9.85K
JHML icon
2144
John Hancock Multifactor Large Cap ETF
JHML
$1.15B
$19.1K ﹤0.01%
275
-5
-2% -$333
FLS icon
2145
Flowserve
FLS
$8.97B
$19.1K ﹤0.01%
369
+137
+59% +$6.6K
FJAN icon
2146
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
$19K ﹤0.01%
425
– –
EIPI
2147
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
$19K ﹤0.01%
980
+10
+1% +$190
NTR icon
2148
Nutrien
NTR
$33.6B
$18.8K ﹤0.01%
391
+234
+149% +$11.3K
EXLS icon
2149
EXL Service
EXLS
$5.32B
$18.8K ﹤0.01%
492
-134
-21% -$4.68K
JWN
2150
DELISTED
Nordstrom
JWN
$18.7K ﹤0.01%
833
-321
-28% -$7.13K
84 85
86
87 88

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.