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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HASI icon
2101
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
$20.8K ﹤0.01%
602
+286
+91% +$9.2K
IBHH icon
2102
iShares iBonds 2028 Term High Yield and Income ETF
IBHH
$452M
$20.7K ﹤0.01%
871
– –
LMAT icon
2103
LeMaitre Vascular
LMAT
$2.34B
$20.7K ﹤0.01%
223
+14
+7% +$1.21K
MRAM icon
2104
Everspin Technologies
MRAM
$328M
$20.6K ﹤0.01%
3,500
– –
SILJ icon
2105
Amplify Junior Silver Miners ETF
SILJ
$3.19B
$20.6K ﹤0.01%
+1,600
New +$19.4K
DLB icon
2106
Dolby
DLB
$4.97B
$20.6K ﹤0.01%
269
-277
-51% -$20.6K
IRDM icon
2107
Iridium Communications
IRDM
$4.81B
$20.6K ﹤0.01%
675
+128
+23% +$3.49K
MKSI icon
2108
MKS Inc
MKSI
$19.3B
$20.5K ﹤0.01%
189
+65
+52% +$7.72K
TYA icon
2109
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.6M
$20.5K ﹤0.01%
+1,425
New +$20K
COLB icon
2110
Columbia Banking Systems
COLB
$8.84B
$20.5K ﹤0.01%
784
+553
+239% +$13.2K
ACA icon
2111
Arcosa
ACA
$7.13B
$20.5K ﹤0.01%
216
-17
-7% -$1.48K
VTWO icon
2112
Vanguard Russell 2000 ETF
VTWO
$17.5B
$20.5K ﹤0.01%
229
+29
+15% +$2.51K
BANF icon
2113
BancFirst
BANF
$3.89B
$20.4K ﹤0.01%
194
+21
+12% +$2.13K
IBHG icon
2114
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$508M
$20.4K ﹤0.01%
902
– –
PATH icon
2115
UiPath
PATH
$6.32B
$20.4K ﹤0.01%
1,592
+125
+9% +$1.53K
IMCB icon
2116
iShares Morningstar Mid-Cap ETF
IMCB
$1.67B
$20.4K ﹤0.01%
268
+100
+60% +$7.26K
TENB icon
2117
Tenable Holdings
TENB
$3.46B
$20.3K ﹤0.01%
500
-10
-2% -$417
MKTX icon
2118
MarketAxess Holdings
MKTX
$4.34B
$20.2K ﹤0.01%
79
-13
-14% -$3.05K
STBA icon
2119
S&T Bancorp
STBA
$1.92B
$20.2K ﹤0.01%
482
– –
ONC
2120
BeOne Medicines Ltd
ONC
$34.3B
$20.2K ﹤0.01%
90
-5
-5% -$900
FLUT icon
2121
Flutter Entertainment
FLUT
$18.9B
$20.2K ﹤0.01%
85
-7
-8% -$1.45K
FYC icon
2122
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
$20.2K ﹤0.01%
271
– –
PPLI
2123
People Inc
PPLI
$3.13B
$20.1K ﹤0.01%
455
+33
+8% +$1.37K
TDOC icon
2124
Teladoc Health
TDOC
$1.69B
$20K ﹤0.01%
2,181
-77
-3% -$637
GTLS
2125
DELISTED
Chart Industries
GTLS
$20K ﹤0.01%
161
-253
-61% -$33.2K
83 84
85
86 87

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GAM
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CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
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TAM
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AMH
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Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.