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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFA
2076
First Trust Enhanced Equity Income Fund
FFA
$447M
– –
-1,768
Closed -$38K
FFBC icon
2077
First Financial Bancorp
FFBC
$3.55B
– –
-307
Closed -$7.75K
FFIN icon
2078
First Financial Bankshares
FFIN
$5.06B
– –
-128
Closed -$4.31K
FFIV icon
2079
F5
FFIV
$22.5B
– –
-51
Closed -$16.5K
FGD icon
2080
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
– –
-1,849
Closed -$53.2K
FGDL icon
2081
Franklin Responsibly Sourced Gold ETF
FGDL
$441M
– –
-1,400
Closed -$72.3K
FGNX
2082
FG Nexus Inc
FGNX
$39M
– –
-120
Closed -$3.29K
FGM icon
2083
First Trust Germany AlphaDEX Fund
FGM
$97M
– –
-53
Closed -$3.12K
FHI icon
2084
Federated Hermes
FHI
$4.61B
– –
-477
Closed -$24.8K
FHN icon
2085
First Horizon
FHN
$12.2B
– –
-901
Closed -$20.4K
FIBK icon
2086
First Interstate BancSystem
FIBK
$3.68B
– –
-96
Closed -$3.06K
FICS icon
2087
First Trust International Developed Capital Strength ETF
FICS
$217M
– –
-474
Closed -$18.1K
FIDI icon
2088
Fidelity International High Dividend ETF
FIDI
$360M
– –
-3,926
Closed -$96.1K
FIDU icon
2089
Fidelity MSCI Industrials Index ETF
FIDU
$2.27B
– –
-2,281
Closed -$187K
POWR
2090
iShares U.S. Power Infrastructure ETF
POWR
$430M
– –
-52
Closed -$1.3K
FIIG icon
2091
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$647M
– –
-7,348
Closed -$156K
FINV
2092
FinVolution Group
FINV
$1.19B
– –
-123
Closed -$907
FITE
2093
State Street SPDR S&P Kensho Future Security ETF
FITE
$138M
– –
-179
Closed -$15.3K
FIVE icon
2094
Five Below
FIVE
$11.7B
– –
-69
Closed -$10.7K
FIVN icon
2095
FIVE9
FIVN
$2.12B
– –
-3,118
Closed -$75.5K
FIZZ icon
2096
National Beverage
FIZZ
$3.07B
– –
-100
Closed -$3.69K
FJAN icon
2097
FT Vest US Equity Buffer ETF January
FJAN
$1.41B
– –
-627
Closed -$31.4K
FJP icon
2098
First Trust Japan AlphaDEX Fund
FJP
$241M
– –
-2,315
Closed -$151K
FJUL icon
2099
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
– –
-3,128
Closed -$171K
FLCH icon
2100
Franklin FTSE China ETF
FLCH
$284M
– –
-773
Closed -$20.1K
82 83
84
85 86

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.