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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBK icon
2051
FB Financial Corp
FBK
$2.99B
– –
-526
Closed -$29.3K
FBT icon
2052
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
– –
-864
Closed -$155K
FCEL icon
2053
FuelCell Energy
FCEL
$1.51B
– –
-5
Closed -$39
FCFS icon
2054
FirstCash
FCFS
$8.82B
– –
-639
Closed -$101K
FCG icon
2055
First Trust Natural Gas ETF
FCG
$631M
– –
-3,566
Closed -$83.8K
FCN icon
2056
FTI Consulting
FCN
$5.21B
– –
-22
Closed -$3.56K
FCPT icon
2057
Four Corners Property Trust
FCPT
$2.9B
– –
-707
Closed -$17.3K
FDEC icon
2058
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
– –
-896
Closed -$44.1K
FDEV icon
2059
Fidelity International Multifactor ETF
FDEV
$285M
– –
-330
Closed -$10.9K
FDG icon
2060
American Century Focused Dynamic Growth ETF
FDG
$379M
– –
-17
Closed -$2.05K
FDHY icon
2061
Fidelity High Yield Factor ETF
FDHY
$566M
– –
-734
Closed -$36.2K
FDIS icon
2062
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
– –
-35
Closed -$3.6K
FDLO icon
2063
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
– –
-130
Closed -$8.56K
FDLS icon
2064
Inspire Fidelis Multi Factor ETF
FDLS
$225M
– –
-2,727
Closed -$95.2K
FDMO icon
2065
Fidelity Momentum Factor ETF
FDMO
$898M
– –
-480
Closed -$39.9K
DMC
2066
Del Monte Corp
DMC
$1.4B
– –
-18
Closed -$625
FDS icon
2067
Factset
FDS
$10.2B
– –
-322
Closed -$92.3K
FE icon
2068
FirstEnergy
FE
$29B
– –
-3,688
Closed -$169K
FELE icon
2069
Franklin Electric
FELE
$4.75B
– –
-264
Closed -$25.1K
FELV icon
2070
Fidelity Enhanced Large Cap Value ETF
FELV
$3.25B
– –
-2,602
Closed -$87.2K
FEMB icon
2071
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
– –
-1,083
Closed -$31.8K
FEP icon
2072
First Trust Europe AlphaDEX Fund
FEP
$514M
– –
-3,391
Closed -$174K
FET icon
2073
Forum Energy Technologies
FET
$577M
– –
-16
Closed -$427
FEX icon
2074
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.57B
– –
-1,578
Closed -$184K
FEZ icon
2075
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
– –
-142
Closed -$8.82K
81 82
83
84 85

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.