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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FM
2051
DELISTED
iShares Frontier and Select EM ETF
FM
$22.9K ﹤0.01%
834
+743
+816% +$20.5K
DJAN icon
2052
FT Vest US Equity Deep Buffer ETF January
DJAN
$470M
$22.9K ﹤0.01%
600
– –
PSMD icon
2053
Pacer Swan SOS Moderate January ETF
PSMD
$92.9M
$22.8K ﹤0.01%
800
– –
YMAR icon
2054
FT Vest International Equity Moderate Buffer ETF March
YMAR
$160M
$22.8K ﹤0.01%
938
– –
EMQQ icon
2055
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$268M
$22.7K ﹤0.01%
579
+15
+3% +$511
IBDV icon
2056
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
$22.7K ﹤0.01%
1,024
– –
RAVI icon
2057
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$22.7K ﹤0.01%
+300
New +$22.6K
CYRX icon
2058
CryoPort
CYRX
$754M
$22.7K ﹤0.01%
2,797
– –
ELAN icon
2059
Elanco Animal Health
ELAN
$12.8B
$22.7K ﹤0.01%
1,544
-164
-10% -$2.29K
JMBS icon
2060
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$22.6K ﹤0.01%
485
– –
BILI icon
2061
Bilibili
BILI
$7.77B
$22.5K ﹤0.01%
963
+943
+4,715% +$14.6K
NTNX icon
2062
Nutanix
NTNX
$16.1B
$22.5K ﹤0.01%
380
+7
+2% +$385
DBC icon
2063
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$22.5K ﹤0.01%
1,009
-83
-8% -$1.85K
DRSK icon
2064
Aptus Defined Risk ETF
DRSK
$1.5B
$22.3K ﹤0.01%
789
– –
AIT icon
2065
Applied Industrial Technologies
AIT
$12.4B
$22.3K ﹤0.01%
100
+15
+18% +$3.06K
EXE
2066
Expand Energy Corp
EXE
$22.2B
$22.3K ﹤0.01%
271
-11
-4% -$840
EEMX icon
2067
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$165M
$22.2K ﹤0.01%
630
– –
XBIL icon
2068
US Treasury 6 Month Bill ETF
XBIL
$740M
$22.2K ﹤0.01%
442
– –
ARKF icon
2069
ARK Blockchain & Fintech Innovation ETF
ARKF
$735M
$22.2K ﹤0.01%
743
+100
+16% +$2.79K
REIT icon
2070
ALPS Active REIT ETF
REIT
$58.4M
$22.1K ﹤0.01%
759
-337
-31% -$9.31K
CNO icon
2071
CNO Financial Group
CNO
$5.01B
$22.1K ﹤0.01%
630
-90
-13% -$2.89K
KVYO icon
2072
Klaviyo
KVYO
$5.78B
$22.1K ﹤0.01%
+625
New +$18.1K
HYBB icon
2073
iShares BB Rated Corporate Bond ETF
HYBB
$409M
$22K ﹤0.01%
465
– –
APLS
2074
DELISTED
Apellis Pharmaceuticals
APLS
$22K ﹤0.01%
763
+172
+29% +$6.37K
RKLB icon
2075
Rocket Lab Corp
RKLB
$38.9B
$22K ﹤0.01%
2,257
+257
+13% +$1.56K
81 82
83
84 85

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.