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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPH icon
2026
Amphastar Pharmaceuticals
AMPH
$910M
$42.7K ﹤0.01%
1,604
+1,586
+8,811% +$41K
FXI icon
2027
iShares China Large-Cap ETF
FXI
$4.36B
$42.7K ﹤0.01%
1,037
– –
TRNO icon
2028
Terreno Realty
TRNO
$7.64B
$42.6K ﹤0.01%
750
-197
-21% -$11.2K
MUST icon
2029
Columbia Multi-Sector Municipal Income ETF
MUST
$593M
$42.4K ﹤0.01%
2,066
+846
+69% +$17.1K
HERD icon
2030
Pacer Cash Cows Fund of Funds ETF
HERD
$101M
$42.4K ﹤0.01%
1,000
-132
-12% -$5.48K
PLNT icon
2031
Planet Fitness
PLNT
$4.48B
$42.4K ﹤0.01%
408
-121
-23% -$12.9K
ZJUL
2032
Innovator Equity Defined Protection ETF - 1 Yr July
ZJUL
$179M
$42.3K ﹤0.01%
1,473
-81,691
-98% -$2.33M
JPEF icon
2033
JPMorgan Equity Focus ETF
JPEF
$1.97B
$42.3K ﹤0.01%
571
– –
ALLY icon
2034
Ally Financial
ALLY
$13.4B
$42.2K ﹤0.01%
1,076
+76
+8% +$3.05K
SITE icon
2035
SiteOne Landscape Supply
SITE
$4.14B
$42.1K ﹤0.01%
327
-1
-0.3% -$136
EXPO icon
2036
Exponent
EXPO
$3.22B
$42.1K ﹤0.01%
606
-19
-3% -$1.36K
VTWG icon
2037
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$42.1K ﹤0.01%
180
– –
MOS icon
2038
The Mosaic Company
MOS
$7.22B
$42K ﹤0.01%
1,211
+10
+0.8% +$344
FULT icon
2039
Fulton Financial
FULT
$4.7B
$41.8K ﹤0.01%
2,241
+115
+5% +$2.18K
DXJ icon
2040
WisdomTree Japan Hedged Equity Fund
DXJ
$7.16B
$41.6K ﹤0.01%
325
-356
-52% -$43.7K
BCC icon
2041
Boise Cascade
BCC
$2.75B
$41.6K ﹤0.01%
538
-5
-0.9% -$428
BAR icon
2042
GraniteShares Gold Shares
BAR
$1.38B
$41.5K ﹤0.01%
1,091
-11,628
-91% -$397K
DHS icon
2043
WisdomTree US High Dividend Fund
DHS
$1.59B
$41.5K ﹤0.01%
412
-12
-3% -$1.19K
ROBT icon
2044
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$716M
$41.5K ﹤0.01%
784
– –
EES icon
2045
WisdomTree US SmallCap Earnings Fund
EES
$729M
$41.3K ﹤0.01%
739
– –
AMX icon
2046
America Movil
AMX
$75.2B
$41.3K ﹤0.01%
1,965
+287
+17% +$5.47K
SLGN icon
2047
Silgan Holdings
SLGN
$4.48B
$41.2K ﹤0.01%
959
-679
-41% -$32.8K
VTRS icon
2048
Viatris
VTRS
$20.9B
$41.1K ﹤0.01%
4,156
+32
+0.8% +$311
AFRM icon
2049
Affirm
AFRM
$24.4B
$41.1K ﹤0.01%
563
+58
+11% +$4.41K
VOYA icon
2050
Voya Financial
VOYA
$9.04B
$41.1K ﹤0.01%
550
-261
-32% -$19.2K
80 81
82
83 84

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.