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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEN icon
2001
Wendy's
WEN
$1.47B
$20.1K ﹤0.01%
1,065
– –
DJUN icon
2002
FT Vest US Equity Deep Buffer ETF June
DJUN
$346M
$20K ﹤0.01%
500
– –
VTWO icon
2003
Vanguard Russell 2000 ETF
VTWO
$17.3B
$20K ﹤0.01%
235
-98
-29% -$7.9K
GAB icon
2004
Gabelli Equity Trust
GAB
$1.75B
$20K ﹤0.01%
3,617
+96
+3% +$508
TFII icon
2005
TFI International
TFII
$11.6B
$19.9K ﹤0.01%
125
-17
-12% -$2.43K
RLI icon
2006
RLI Corp
RLI
$5.97B
$19.9K ﹤0.01%
268
+60
+29% +$4.28K
XFEB icon
2007
FT Vest US Equity Enhance & Moderate Buffer ETF February
XFEB
$30.9M
$19.9K ﹤0.01%
+650
New +$19.7K
OXM icon
2008
Oxford Industries
OXM
$582M
$19.8K ﹤0.01%
176
-8
-4% -$805
RGCO icon
2009
RGC Resources
RGCO
$235M
$19.8K ﹤0.01%
976
-34
-3% -$657
UHS icon
2010
Universal Health Services
UHS
$10.3B
$19.7K ﹤0.01%
108
+82
+315% +$13.5K
EXLS icon
2011
EXL Service
EXLS
$5.49B
$19.7K ﹤0.01%
618
-484
-44% -$15.1K
VCTR icon
2012
Victory Capital Holdings
VCTR
$6.16B
$19.6K ﹤0.01%
463
+248
+115% +$9.14K
TWST icon
2013
Twist Bioscience
TWST
$5.44B
$19.6K ﹤0.01%
572
+68
+13% +$2.45K
HIW icon
2014
Highwoods Properties
HIW
$3.87B
$19.5K ﹤0.01%
745
+58
+8% +$1.37K
GBIL icon
2015
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$19.5K ﹤0.01%
193
-30,420
-99% -$3.04M
ALTR
2016
DELISTED
Altair Engineering Inc
ALTR
$19.5K ﹤0.01%
226
+133
+143% +$11.3K
WNS
2017
DELISTED
WNS Holdings
WNS
$19.5K ﹤0.01%
385
+7
+2% +$422
CRUS icon
2018
Cirrus Logic
CRUS
$6.81B
$19.4K ﹤0.01%
210
+9
+4% +$777
QEFA icon
2019
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.05B
$19.4K ﹤0.01%
255
+92
+56% +$6.79K
FLTB icon
2020
Fidelity Limited Term Bond ETF
FLTB
$415M
$19.4K ﹤0.01%
395
– –
SBCF icon
2021
Seacoast Banking Corp of Florida
SBCF
$3.31B
$19.4K ﹤0.01%
763
+3
+0.4% +$76
FBZ
2022
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$19.3K ﹤0.01%
+1,592
New +$19K
WWW icon
2023
Wolverine World Wide
WWW
$1.69B
$19.3K ﹤0.01%
1,724
-20
-1% -$185
HDEF icon
2024
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.35B
$19.3K ﹤0.01%
783
– –
CNO icon
2025
CNO Financial Group
CNO
$4.95B
$19.1K ﹤0.01%
696
-139
-17% -$3.75K
79 80
81
82 83

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CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.