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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPOL icon
1976
iShares MSCI Poland ETF
EPOL
$682M
– –
-446
Closed -$14.4K
EPP icon
1977
iShares MSCI Pacific ex Japan ETF
EPP
$2.23B
– –
-50
Closed -$2.58K
EPR icon
1978
EPR Properties
EPR
$4.87B
– –
-2,954
Closed -$171K
EPRT icon
1979
Essential Properties Realty Trust
EPRT
$6.92B
– –
-3,054
Closed -$90.9K
EPS icon
1980
WisdomTree US LargeCap Fund
EPS
$1.57B
– –
-286
Closed -$19.7K
EPU icon
1981
iShares MSCI Peru and Global Exposure ETF
EPU
$528M
– –
-1
Closed -$62
EQAL icon
1982
Invesco Russell 1000 Equal Weight ETF
EQAL
$823M
– –
-108
Closed -$5.62K
EQH icon
1983
Equitable Holdings
EQH
$13.2B
– –
-2,703
Closed -$137K
EQNR icon
1984
Equinor
EQNR
$96.8B
– –
-1,801
Closed -$43.9K
EQT icon
1985
EQT Corp
EQT
$32.9B
– –
-2,115
Closed -$115K
ERH
1986
Allspring Utilities & High Income Fund
ERH
$105M
– –
-4,311
Closed -$53.4K
ERIE icon
1987
Erie Indemnity
ERIE
$12.8B
– –
-17
Closed -$5.53K
EMBJ
1988
Embraer S.A. ADS
EMBJ
$12.1B
– –
-1,289
Closed -$77.9K
ERTH icon
1989
Invesco MSCI Sustainable Future ETF
ERTH
$131M
– –
-100
Closed -$4.76K
ESAB icon
1990
ESAB
ESAB
$5.39B
– –
-61
Closed -$6.82K
ESE icon
1991
ESCO Technologies
ESE
$7.85B
– –
-65
Closed -$13.7K
ESG icon
1992
FlexShares STOXX US ESG Select Index Fund
ESG
$132M
– –
-2
Closed -$308
ESGD icon
1993
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
– –
-1,538
Closed -$143K
ESGE icon
1994
iShares ESG Aware MSCI EM ETF
ESGE
$6.37B
– –
-1,435
Closed -$62.3K
ESGV icon
1995
Vanguard ESG US Stock ETF
ESGV
$13B
– –
-168
Closed -$19.9K
ESLT icon
1996
Elbit Systems
ESLT
$36.7B
– –
-4
Closed -$2.04K
ESML icon
1997
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.81B
– –
-1,663
Closed -$75K
ESP icon
1998
Espey Mfg & Electronics Corp
ESP
$172M
– –
-63
Closed -$2.5K
ESPO icon
1999
VanEck Video Gaming and eSports ETF
ESPO
$251M
– –
-28
Closed -$3.39K
ESQ icon
2000
Esquire Financial Holdings
ESQ
$1.12B
– –
-49
Closed -$5K
78 79
80
81 82

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.