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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOX icon
176
Vanguard Communication Services ETF
VOX
$5.53B
$6.64M 0.11%
35,378
-52,715
-60% -$9.41M
VSS icon
177
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$6.62M 0.11%
46,471
-811
-2% -$112K
BSV icon
178
Vanguard Short-Term Bond ETF
BSV
$44.6B
$6.61M 0.11%
83,725
+16,593
+25% +$1.3M
IBM icon
179
IBM
IBM
$202B
$6.51M 0.11%
23,089
+1,365
+6% +$357K
VZ icon
180
Verizon
VZ
$194B
$6.51M 0.11%
148,175
+8,486
+6% +$367K
VTEB icon
181
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$6.5M 0.11%
129,798
-2,132
-2% -$105K
IEF icon
182
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$6.45M 0.11%
66,855
+3,367
+5% +$322K
CII icon
183
BlackRock Enhanced Captial and Income Fund
CII
$1B
$6.43M 0.11%
279,467
-7,583
-3% -$167K
GSWO
184
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.7B
$6.39M 0.11%
112,151
+4,950
+5% +$276K
ISTB icon
185
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$6.38M 0.11%
130,631
+16,561
+15% +$806K
ANET icon
186
Arista Networks
ANET
$219B
$6.35M 0.1%
43,549
-3,657
-8% -$471K
DUK icon
187
Duke Energy
DUK
$102B
$6.29M 0.1%
50,829
+5,990
+13% +$727K
MS icon
188
Morgan Stanley
MS
$337B
$6.26M 0.1%
39,375
+575
+1% +$84.9K
KLAC icon
189
KLA
KLAC
$275B
$6.22M 0.1%
57,640
+2,290
+4% +$214K
GE icon
190
GE Aerospace
GE
$367B
$6.18M 0.1%
20,530
+847
+4% +$232K
JNK icon
191
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.17M 0.1%
62,926
+7,213
+13% +$701K
DGRO icon
192
iShares Core Dividend Growth ETF
DGRO
$42.6B
$6.13M 0.1%
90,055
+1,085
+1% +$71.7K
MDT icon
193
Medtronic
MDT
$107B
$6.06M 0.1%
63,674
-1,301
-2% -$120K
TDG icon
194
TransDigm Group
TDG
$69.2B
$6.04M 0.1%
4,581
+579
+14% +$828K
IAU icon
195
iShares Gold Trust
IAU
$63B
$6.02M 0.1%
82,766
+22,265
+37% +$1.45M
EMXC icon
196
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$6.01M 0.1%
89,095
+7,221
+9% +$467K
FDVV icon
197
Fidelity High Dividend ETF
FDVV
$10.1B
$5.98M 0.1%
107,315
+34,120
+47% +$1.86M
GTIP icon
198
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$5.95M 0.1%
119,257
+7,876
+7% +$391K
LIN icon
199
Linde
LIN
$237B
$5.94M 0.1%
12,504
+540
+5% +$256K
TLH icon
200
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$5.85M 0.1%
56,754
+13,764
+32% +$1.39M
6 7
8
9 10

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.