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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STXD icon
1951
Strive 1000 Dividend Growth ETF
STXD
$64.3M
$49.6K ﹤0.01%
1,358
+543
+67% +$19.4K
SIZE icon
1952
iShares MSCI USA Size Factor ETF
SIZE
$435M
$49.5K ﹤0.01%
308
-402
-57% -$63.6K
DSGX icon
1953
Descartes Systems
DSGX
$6.48B
$49.4K ﹤0.01%
524
+20
+4% +$2.04K
TAP icon
1954
Molson Coors Class B
TAP
$7.97B
$49.3K ﹤0.01%
1,089
-276
-20% -$13.6K
LCTU icon
1955
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.2B
$49.3K ﹤0.01%
679
– –
BKE icon
1956
Buckle
BKE
$2.35B
$49.3K ﹤0.01%
840
+1
+0.1% +$54
CVLT icon
1957
Commault Systems
CVLT
$4.97B
$49.1K ﹤0.01%
260
-68
-21% -$12.3K
SETM icon
1958
Sprott Energy Transition Materials ETF
SETM
$506M
$49.1K ﹤0.01%
+1,951
New +$40.8K
CRI icon
1959
Carter's
CRI
$1.45B
$49K ﹤0.01%
1,738
+1,695
+3,942% +$48.6K
AOS icon
1960
A.O. Smith
AOS
$8.82B
$49K ﹤0.01%
668
-5
-0.7% -$357
ACWI icon
1961
iShares MSCI ACWI ETF
ACWI
$32.5B
$48.8K ﹤0.01%
353
– –
ISD
1962
PGIM High Yield Bond Fund
ISD
$416M
$48.6K ﹤0.01%
3,380
+72
+2% +$1.04K
BST icon
1963
BlackRock Science and Technology Trust
BST
$1.55B
$48.6K ﹤0.01%
1,175
-899
-43% -$35.5K
PDO
1964
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$48.5K ﹤0.01%
3,435
+631
+23% +$8.65K
BSJP
1965
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$48.4K ﹤0.01%
2,099
– –
HEQT icon
1966
Simplify Hedged Equity ETF
HEQT
$298M
$48.3K ﹤0.01%
1,545
+545
+55% +$16.7K
FSEP icon
1967
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$48K ﹤0.01%
+950
New +$46.9K
ONEV icon
1968
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$310M
$48K ﹤0.01%
361
-40
-10% -$5.27K
OKLO
1969
Oklo
OKLO
$6.89B
$47.9K ﹤0.01%
429
+416
+3,200% +$32.6K
BURL icon
1970
Burlington
BURL
$23.3B
$47.8K ﹤0.01%
188
-39
-17% -$10.6K
ACI icon
1971
Albertsons Companies
ACI
$5.67B
$47.4K ﹤0.01%
2,709
-412
-13% -$8.08K
FPXE icon
1972
First Trust IPOX Europe Equity Opportunities ETF
FPXE
$4.87M
$47.3K ﹤0.01%
1,467
– –
PEX icon
1973
ProShares Global Listed Private Equity ETF
PEX
$11.5M
$47.3K ﹤0.01%
1,797
+150
+9% +$4.19K
IIPR icon
1974
Innovative Industrial Properties
IIPR
$1.76B
$47K ﹤0.01%
878
-22
-2% -$1.2K
ONEY icon
1975
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$689M
$46.7K ﹤0.01%
413
– –
77 78
79
80 81

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.