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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRC icon
1951
Kilroy Realty
KRC
$4.63B
$28.1K ﹤0.01%
727
+61
+9% +$2.16K
EQNR icon
1952
Equinor
EQNR
$97.1B
$28.1K ﹤0.01%
1,110
+89
+9% +$2.35K
SRPT icon
1953
Sarepta Therapeutics
SRPT
$1.65B
$28.1K ﹤0.01%
225
-921
-80% -$127K
WBS icon
1954
Webster Financial
WBS
$12.3B
$27.9K ﹤0.01%
599
-148
-20% -$6.79K
QGEN icon
1955
Qiagen
QGEN
$8.64B
$27.8K ﹤0.01%
592
-32
-5% -$1.46K
VIPS icon
1956
Vipshop
VIPS
$7.23B
$27.7K ﹤0.01%
1,763
-21,340
-92% -$285K
FDEC icon
1957
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$27.6K ﹤0.01%
631
-337
-35% -$14.5K
KLIC icon
1958
Kulicke & Soffa
KLIC
$4.39B
$27.6K ﹤0.01%
612
+21
+4% +$929
IDV icon
1959
iShares International Select Dividend ETF
IDV
$8.3B
$27.6K ﹤0.01%
912
+122
+15% +$3.55K
DDEC icon
1960
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
$27.5K ﹤0.01%
697
-366
-34% -$14.2K
INDA icon
1961
iShares MSCI India ETF
INDA
$6.81B
$27.5K ﹤0.01%
470
– –
TGRW icon
1962
T. Rowe Price Growth Stock ETF
TGRW
$956M
$27.5K ﹤0.01%
730
– –
FNV icon
1963
Franco-Nevada
FNV
$40.7B
$27.5K ﹤0.01%
221
-101
-31% -$12.5K
AR icon
1964
Antero Resources
AR
$10.9B
$27.4K ﹤0.01%
958
+135
+16% +$3.83K
IYLD icon
1965
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$27.4K ﹤0.01%
1,327
+15
+1% +$303
MARM icon
1966
FT Vest US Equity Max Buffer ETF March
MARM
$108M
$27.4K ﹤0.01%
900
– –
GDEC icon
1967
FT Vest US Equity Moderate Buffer ETF December
GDEC
$437M
$27.4K ﹤0.01%
825
-435
-35% -$14.2K
PCTY icon
1968
Paylocity
PCTY
$7.86B
$27.4K ﹤0.01%
166
-102
-38% -$15.5K
CXT icon
1969
Crane NXT
CXT
$2.98B
$27.3K ﹤0.01%
487
+338
+227% +$19.6K
FOX icon
1970
Fox Class B
FOX
$21.9B
$27.3K ﹤0.01%
703
+274
+64% +$9.88K
XDEC icon
1971
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$201M
$27.2K ﹤0.01%
741
-384
-34% -$13.9K
CRUS icon
1972
Cirrus Logic
CRUS
$6.71B
$27.2K ﹤0.01%
219
+9
+4% +$1.19K
XPH icon
1973
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$27.2K ﹤0.01%
613
+3
+0.5% +$128
QRVO icon
1974
Qorvo
QRVO
$7.96B
$27.2K ﹤0.01%
263
+30
+13% +$3.37K
OVV icon
1975
Ovintiv
OVV
$16.9B
$27.2K ﹤0.01%
709
+14
+2% +$605
77 78
79
80 81

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.