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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFF icon
1926
International Flavors & Fragrances
IFF
$20.2B
$52K ﹤0.01%
845
-101
-11% -$6.94K
CGNX icon
1927
Cognex
CGNX
$10B
$51.8K ﹤0.01%
1,144
-67
-6% -$2.71K
EBND icon
1928
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$51.7K ﹤0.01%
2,422
-101
-4% -$2.15K
EWY icon
1929
iShares MSCI South Korea ETF
EWY
$21.1B
$51.7K ﹤0.01%
645
-135,903
-100% -$10.1M
VTWO icon
1930
Vanguard Russell 2000 ETF
VTWO
$17.5B
$51.6K ﹤0.01%
527
-5
-0.9% -$464
SEZL
1931
Sezzle
SEZL
$5.28B
$51.5K ﹤0.01%
647
– –
FTXL icon
1932
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
$51.1K ﹤0.01%
457
+1
+0.2% +$101
CZR icon
1933
Caesars Entertainment
CZR
$6.1B
$51K ﹤0.01%
1,889
-118
-6% -$3.2K
CUT icon
1934
Invesco MSCI Global Timber ETF
CUT
$33.2M
$51K ﹤0.01%
1,726
– –
IT icon
1935
Gartner
IT
$10.4B
$51K ﹤0.01%
194
-832
-81% -$243K
TMFC icon
1936
Motley Fool 100 Index ETF
TMFC
$2.01B
$50.9K ﹤0.01%
721
+51
+8% +$3.42K
FRSH icon
1937
Freshworks
FRSH
$3.09B
$50.8K ﹤0.01%
4,318
+2,144
+99% +$28.9K
WBS icon
1938
Webster Financial
WBS
$12.5B
$50.7K ﹤0.01%
853
+238
+39% +$14.2K
ALB icon
1939
Albemarle
ALB
$13.3B
$50.7K ﹤0.01%
625
+176
+39% +$13.6K
VPLS
1940
Vanguard Core Plus Bond ETF
VPLS
$1.66B
$50.5K ﹤0.01%
642
+11
+2% +$856
RSPM icon
1941
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$190M
$50.4K ﹤0.01%
1,538
-14,088
-90% -$469K
AJUL
1942
Innovator Equity Defined Protection ETF - 2 Yr to July 2028
AJUL
$65.3M
$50.1K ﹤0.01%
1,750
– –
LOCT icon
1943
Innovator Premium Income 15 Buffer ETF October
LOCT
$10.8M
$50K ﹤0.01%
2,100
– –
FVAL icon
1944
Fidelity Value Factor ETF
FVAL
$1.3B
$50K ﹤0.01%
726
+113
+18% +$7.5K
LJAN icon
1945
Innovator Premium Income 15 Buffer ETF January
LJAN
$12.4M
$50K ﹤0.01%
2,025
– –
PTCT icon
1946
PTC Therapeutics
PTCT
$6.25B
$50K ﹤0.01%
+814
New +$42.4K
KFEB
1947
Innovator U.S. Small Cap Power Buffer ETF - February
KFEB
$41.1M
$50K ﹤0.01%
1,866
– –
IBMO icon
1948
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$581M
$49.9K ﹤0.01%
1,943
– –
ACT icon
1949
Enact Holdings
ACT
$6.7B
$49.6K ﹤0.01%
1,295
+25
+2% +$928
BFAM icon
1950
Bright Horizons
BFAM
$4.24B
$49.6K ﹤0.01%
457
-48
-10% -$5.56K
76 77
78
79 80

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.